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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

Name Holding Trade Value Shares
Change
Change in
Stake
MFP
1
Meridian Financial Partners
Virginia
$950K +$647K +52,504 New
Morgan Stanley
2
Morgan Stanley
New York
– -$73.4M -5,944,237 Closed
AIA
3
Absolute Investment Advisers
Florida
– -$10.2M -824,943 Closed
Sit Investment Associates
4
Sit Investment Associates
Minnesota
– -$8.65M -701,052 Closed
RCM
5
Rivernorth Capital Management
Florida
– -$7.37M -597,070 Closed
KIG
6
Kennedy Investment Group
New Jersey
– -$5.57M -451,314 Closed
Pathstone Holdings
7
Pathstone Holdings
New Jersey
– -$5.37M -435,063 Closed
YCM
8
Yakira Capital Management
Connecticut
– -$5.11M -413,930 Closed
QL
9
Quarry LP
New York
– -$3.73M -302,446 Closed
Invesco
10
Invesco
Georgia
– -$3.62M -293,636 Closed
UBS Group
11
UBS Group
Switzerland
– -$3.43M -277,821 Closed
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
– -$3.18M -258,017 Closed
Ameriprise
13
Ameriprise
Minnesota
– -$3.08M -249,454 Closed
Cohen & Steers
14
Cohen & Steers
New York
– -$2.84M -230,000 Closed
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
– -$2.33M -188,720 Closed
GA
16
GraniteShares Advisors
New York
– -$2.01M -162,847 Closed
Raymond James & Associates
17
Raymond James & Associates
Florida
– -$1.93M -156,646 Closed
Kingswood Wealth Advisors
18
Kingswood Wealth Advisors
California
– -$1.63M -131,783 Closed
LPL Financial
19
LPL Financial
California
– -$1.51M -122,179 Closed
NewEdge Advisors
20
NewEdge Advisors
Louisiana
– -$1.29M -104,758 Closed
Jane Street
21
Jane Street
New York
– -$1.1M -89,139 Closed
CP
22
Camelot Portfolios
Ohio
– -$1.02M -82,419 Closed
Guggenheim Capital
23
Guggenheim Capital
Illinois
– -$977K -79,206 Closed
LA
24
LM Advisors
California
– -$883K -71,529 Closed
Sowell Financial Services
25
Sowell Financial Services
Arkansas
– -$876K -71,000 Closed