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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.8M -$296 -20 -0%
Wells Fargo
2
Wells Fargo
California
$14M -$399K -26,943 -3%
RCM
3
Rivernorth Capital Management
Florida
$13.6M +$1.85M +124,791 +15%
TAM
4
Third Avenue Management
New York
$11.9M +$168K +11,351 +1%
Bank of America
5
Bank of America
North Carolina
$10.1M -$2.22M -149,923 -17%
COLIM
6
City of London Investment Management
United Kingdom
$6.42M +$1.03M +69,644 +18%
Bessemer Group
7
Bessemer Group
New Jersey
$5.92M +$2.74M +185,000 +79%
PRCM
8
Pine River Capital Management
Minnesota
$5.42M – – –
SCM
9
Saba Capital Management
New York
$5.33M +$448K +30,251 +9%
Invesco
10
Invesco
Georgia
$5.25M +$229K +15,470 +4%
UBS Group
11
UBS Group
Switzerland
$3.94M -$1.25M -84,667 -23%
CC
12
Carlson Capital
Texas
$3.17M – – –
AA
13
AQR Arbitrage
Connecticut
$2.86M +$94.1K +6,361 +3%
RJA
14
Raymond James & Associates
Florida
$2.51M -$175K -11,836 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.06M +$1.89M +127,573 +693%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.97M -$351K -23,705 -14%
Goldman Sachs
17
Goldman Sachs
New York
$1.88M +$1.97M +133,052 New
AI
18
Atria Investments
North Carolina
$1.82M +$60.5K +4,088 +3%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$1.77M +$114K +7,700 +7%
AAM
20
Advisors Asset Management
Colorado
$1.67M -$411K -27,773 -19%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.54M – – –
EM
22
EnTrustPermal Management
New York
$1.35M +$832K +56,200 +143%
MIG
23
Mariner Investment Group
New York
$1.31M +$1.38M +93,093 New
LCM
24
Landscape Capital Management
New Jersey
$1.13M +$250K +16,888 +27%
LPL Financial
25
LPL Financial
California
$1.12M -$553K -37,373 -32%
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