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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.2M -$1.14M -68,767 -3%
Wells Fargo
2
Wells Fargo
California
$13.3M -$979K -58,804 -7%
TAM
3
Third Avenue Management
New York
$12.8M +$2.41M +144,963 +22%
RCM
4
Rivernorth Capital Management
Florida
$11.6M +$1.54M +92,730 +15%
Bank of America
5
Bank of America
North Carolina
$10.4M -$478K -28,704 -4%
SCM
6
Saba Capital Management
New York
$7.63M -$1.65M -98,891 -17%
EVM
7
Eaton Vance Management
Massachusetts
$6.82M +$6.98M +419,399 New
UBS Group
8
UBS Group
Switzerland
$6.77M +$7.04M +422,953 New
PRCM
9
Pine River Capital Management
Minnesota
$6.16M +$686K +41,200 +12%
Invesco
10
Invesco
Georgia
$5.53M +$464K +27,891 +9%
COLIM
11
City of London Investment Management
United Kingdom
$4.75M +$4.94M +296,898 New
MIG
12
Mariner Investment Group
New York
$3.86M +$4.01M +241,026 New
AAM
13
Advisors Asset Management
Colorado
$3.32M -$429K -25,762 -11%
RJA
14
Raymond James & Associates
Florida
$3.21M -$228K -13,714 -6%
AI
15
Atria Investments
North Carolina
$2.95M +$2.37M +142,392 +337%
CC
16
Carlson Capital
Texas
$2.67M – – –
AQR Capital Management
17
AQR Capital Management
Connecticut
$2.59M +$613K +36,853 +30%
SG Americas Securities
18
SG Americas Securities
New York
$2.35M +$2.45M +146,933 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.21M -$400K -24,017 -15%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$2.19M +$92.6K +5,564 +4%
LPL Financial
21
LPL Financial
California
$1.99M +$191K +11,491 +10%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.58M -$129K -7,773 -7%
SFS
23
Shaker Financial Services
Virginia
$1.57M -$268K -16,107 -14%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.55M – – –
GC
25
Guggenheim Capital
Illinois
$1.47M -$886K -53,254 -37%
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