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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.4M -$2.75M -188,509 -6%
SCM
2
Saba Capital Management
New York
$32.4M +$13.7M +939,660 +54%
SIA
3
Sit Investment Associates
Minnesota
$16.1M +$937K +64,309 +5%
RCM
4
Rivernorth Capital Management
Florida
$8.36M -$1.51M -103,483 -13%
PPA
5
Parametric Portfolio Associates
Washington
$8.34M +$2.84M +195,190 +40%
BI
6
Bramshill Investments
Florida
$7.18M +$5.03M +344,850 +141%
Invesco
7
Invesco
Georgia
$6.01M +$404K +27,696 +6%
CP
8
Camelot Portfolios
Ohio
$4.73M -$940K -64,525 -14%
Osaic Holdings
9
Osaic Holdings
Arizona
$4.28M +$5.12M +351,363 New
Wells Fargo
10
Wells Fargo
California
$4.23M -$258K -17,718 -5%
Ameriprise
11
Ameriprise
Minnesota
$2.94M +$335K +22,997 +11%
UBS Group
12
UBS Group
Switzerland
$2.34M -$10.9M -747,137 -80%
PCM
13
Penserra Capital Management
California
$2.26M -$45K -3,091 -2%
RJA
14
Raymond James & Associates
Florida
$1.87M -$217K -14,887 -9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.15M -$200K -13,745 -13%
AAM
16
Advisors Asset Management
Colorado
$1.05M +$362K +24,829 +41%
Bank of America
17
Bank of America
North Carolina
$922K -$2.25M -154,183 -67%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$891K +$140K +9,610 +15%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$780K +$199K +13,686 +27%
Goldman Sachs
20
Goldman Sachs
New York
$707K +$847K +58,129 New
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$631K -$3.82K -262 -0.5%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$577K -$38.7K -2,655 -5%
OC
23
Oppenheimer & Co
New York
$533K +$22.2K +1,524 +4%
6M
24
6 Meridian
Kansas
$468K +$560K +38,440 New
BRWA
25
B. Riley Wealth Advisors
Florida
$439K +$874 +60 +0.2%
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