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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.1M +$2.21M +159,973 +5%
SCM
2
Saba Capital Management
New York
$23.5M -$2.57M -185,362 -10%
SIA
3
Sit Investment Associates
Minnesota
$19.4M +$2.5M +180,649 +15%
PPA
4
Parametric Portfolio Associates
Washington
$11.1M +$212K +15,349 +2%
RCM
5
Rivernorth Capital Management
Florida
$9.98M – – –
BI
6
Bramshill Investments
Florida
$8.28M -$790K -57,083 -9%
Invesco
7
Invesco
Georgia
$6M -$709K -51,186 -11%
Osaic Holdings
8
Osaic Holdings
Arizona
$4.76M -$19.1K -1,377 -0.4%
Wells Fargo
9
Wells Fargo
California
$4.26M +$287K +20,759 +7%
Ameriprise
10
Ameriprise
Minnesota
$4.01M -$148K -10,696 -4%
CP
11
Camelot Portfolios
Ohio
$3.5M -$549K -39,658 -14%
PCM
12
Penserra Capital Management
California
$2.71M +$153K +11,037 +6%
UBS Group
13
UBS Group
Switzerland
$2.67M -$32.3K -2,335 -1%
RJA
14
Raymond James & Associates
Florida
$2.54M +$1.76K +127 +0.1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.77M +$505K +36,468 +40%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.28M +$71.8K +5,185 +6%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.17M +$323K +23,358 +37%
AAM
18
Advisors Asset Management
Colorado
$1.13M -$31.4K -2,271 -3%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$727K -$13.8K -1,000 -2%
VCM
20
Virtue Capital Management
Tennessee
$722K +$719K +51,900 New
SFS
21
Shaker Financial Services
Virginia
$613K -$767K -55,369 -56%
OC
22
Oppenheimer & Co
New York
$594K +$1.77K +128 +0.3%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$550K +$176K +12,731 +48%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$542K -$28.3K -2,046 -5%
BRWA
25
B. Riley Wealth Advisors
Florida
$481K +$346 +25 +0.1%
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