BRWA
FSD

B. Riley Wealth Advisors’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

B. Riley Wealth Advisors’s Portfolio FSD Stock Details FSD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-15,693
Closed -$180K – 1646
2023
Q2 		$180K Sell
15,693
-2,759
-15% -$31K ﹤0.01% 1377
2023
Q1 		$209K Buy
18,452
+696
+4% +$8.06K 0.01% 1271
2022
Q4 		$203K Sell
17,756
-921
-5% -$10.3K 0.01% 1257
2022
Q3 		$203K Buy
18,677
+3,974
+27% +$47K 0.01% 1223
2022
Q2 		$168K Sell
14,703
-1,053
-7% -$13.1K 0.01% 1065
2022
Q1 		$213K Buy
15,756
+4,086
+35% +$57.3K 0.01% 1184
2021
Q4 		$182K Buy
11,670
+35
+0.3% +$551 0.01% 1288
2021
Q3 		$185K Buy
11,635
+35
+0.3% +$557 0.01% 1256
2021
Q2 		$183K Buy
11,600
+36
+0.3% +$552 0.01% 1233
2021
Q1 		$175K Buy
11,564
+944
+9% +$14.1K 0.01% 1216
2020
Q4 		$157K Sell
10,620
-23,875
-69% -$339K 0.01% 950
2020
Q3 		$481K Buy
34,495
+25
+0.1% +$346 0.03% 541
2020
Q2 		$458K Sell
34,470
-1,582
-4% -$20.7K 0.03% 490
2020
Q1 		$439K Buy
36,052
+60
+0.2% +$874 0.04% 429
2019
Q4 		$567K Sell
35,992
-1,047
-3% -$16.1K 0.05% 395
2019
Q3 		$562K Buy
37,039
+54
+0.1% +$805 0.06% 372
2019
Q2 		$556K Buy
36,985
+53
+0.1% +$775 0.06% 339
2019
Q1 		$540K Buy
36,932
+2,249
+6% +$32.1K 0.07% 315
2018
Q4 		$461K Buy
34,683
+5,106
+17% +$71.1K 0.07% 324
2018
Q3 		$437K Buy
29,577
+4,794
+19% +$70.6K 0.05% 380
2018
Q2 		$366K Buy
24,783
+18
+0.1% +$269 0.05% 403
2018
Q1 		$373K Buy
24,765
+19
+0.1% +$305 0.05% 387
2017
Q4 		$410K Buy
+24,746
New +$411K 0.06% 363

Other funds holding FSD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BI
Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
KIG
Kennedy Investment Group West Depford, New Jersey $255M AUM 20.81% 1-Year Est. Return
AP
Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

B. Riley Wealth Advisors's FSD Position: Q3 2023 in Review

B. Riley Wealth Advisors sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q3 2023, closing a stake of 15,693 shares — an estimated $180K sold.

B. Riley Wealth Advisors first reported a position in FSD in Q4 2017 and held it in 23 quarters. The position peaked at $567K in Q4 2019. 68 funds tracked by Wall St. Rank hold FSD as of Q3 2023.

  • B. Riley Wealth Advisors reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q3 2023 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 15,693 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2023, an estimated $180K.
  • B. Riley Wealth Advisors first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q4 2017 and held it in 23 quarters.
  • B. Riley Wealth Advisors's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $567K in Q4 2019.
  • 68 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2023.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.