Carlson Capital’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Carlson Capital’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-200,000	Closed	-$3.22M	–	335
2016 Q4	$3.22M	Hold	200,000	–	–	0.04%	247
2016 Q3	$3.12M	Hold	200,000	–	–	0.04%	226
2016 Q2	$2.97M	Hold	200,000	–	–	0.04%	246
2016 Q1	$2.92M	Hold	200,000	–	–	0.04%	248
2015 Q4	$2.82M	Sell	200,000 -24,666	-11%	-$353K	0.03%	259
2015 Q3	$3.17M	Hold	224,666	–	–	0.04%	250
2015 Q2	$3.51M	Hold	224,666	–	–	0.04%	261
2015 Q1	$3.68M	Buy	224,666 +58,000	+35%	+$942K	0.04%	269
2014 Q4	$2.67M	Hold	166,666	–	–	0.03%	285
2014 Q3	$2.85M	Hold	166,666	–	–	0.03%	292
2014 Q2	$3.02M	Hold	166,666	–	–	0.03%	300
2014 Q1	$2.96M	Buy	+166,666	New	+$2.93M	0.03%	286

Other funds holding FSD

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Carlson Capital's FSD Position: Q1 2017 in Review

Carlson Capital sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q1 2017, closing a stake of 200,000 shares — an estimated $3.22M sold.

Carlson Capital first reported a position in FSD in Q1 2014 and held it in 12 quarters. The position peaked at $3.68M in Q1 2015. 53 funds tracked by Wall St. Rank hold FSD as of Q1 2017.

Carlson Capital reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q1 2017 after selling out during the quarter.
Carlson Capital sold 200,000 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q1 2017, an estimated $3.22M.
Carlson Capital first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q1 2014 and held it in 12 quarters.
Carlson Capital's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $3.68M in Q1 2015.
53 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q1 2017.

Based on Carlson Capital's 13F filing for Q1 2017, filed 15 May 2017.