WFG Advisors’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

WFG Advisors’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,000	Closed	-$16K	–	1766
2016 Q3	$16K	Buy	+1,000	New	+$15.4K	﹤0.01%	1009
2015 Q1	–	Sell	-26,877	Closed	-$430K	–	2114
2014 Q4	$430K	Buy	26,877 +130	+0.5%	+$2.16K	0.09%	253
2014 Q3	$457K	Buy	26,747 +122	+0.5%	+$2.14K	0.09%	272
2014 Q2	$483K	Buy	26,625 +4,097	+18%	+$73.4K	0.09%	262
2014 Q1	$399K	Buy	22,528 +83	+0.4%	+$1.46K	0.08%	281
2013 Q4	$386K	Buy	22,445 +1,087	+5%	+$18.9K	0.05%	363
2013 Q3	$375K	Buy	21,358 +86	+0.4%	+$1.49K	0.06%	338
2013 Q2	$374K	Buy	+21,272	New	+$394K	0.06%	316

Other funds holding FSD

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WFG Advisors's FSD Position: Q4 2016 in Review

WFG Advisors sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2016, closing a stake of 1,000 shares — an estimated $16K sold.

WFG Advisors first reported a position in FSD in Q2 2013 and held it in 8 quarters. The position peaked at $483K in Q2 2014. 49 funds tracked by Wall St. Rank hold FSD as of Q4 2016.

WFG Advisors reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2016 after selling out during the quarter.
WFG Advisors sold 1,000 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2016, an estimated $16K.
WFG Advisors first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 8 quarters.
WFG Advisors's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $483K in Q2 2014.
49 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2016.

Based on WFG Advisors's 13F filing for Q4 2016, filed 1 Mar 2017.