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First Trust US Equity Opportunities ETF
FPX

84 hedge funds and large institutions have $274M invested in First Trust US Equity Opportunities ETF in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 19

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

12% more capital invested

Capital invested by funds: $245M → $274M (+$28.7M)

3.32% more ownership

Funds ownership: 32.42% → 35.74% (+3.3%)

2% more funds holding

Funds holding: 82 → 84 (+2)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
84
Holders Change
+2
Holders Change %
+2.44%
% of All Funds
2.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
40
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$17.9M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$10.8M
3
CS
Credit Suisse
Switzerland
+$8.43M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$6.46M
5
Wells Fargo
Wells Fargo
California
+$4.61M

Top Sellers

1
TCM
Tuttle Capital Management
Connecticut
-$11.7M
2
LWA
Lowe Wealth Advisors
Maryland
-$3.02M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.11M
4
ACM
Argentus Capital Management
Texas
-$631K
5
UR
USCA RIA
Texas
-$320K
Name Holding Trade Value Shares
Change 		Change in
Stake
WEC
76
Winslow Evans & Crocker
Massachusetts
$21.9K – – –
PG
77
Patten Group
Tennessee
$21.4K – – –
MA
78
MUFG Americas
New York
$15K +$16K +300 New
Northwestern Mutual Wealth Management
79
Northwestern Mutual Wealth Management
Wisconsin
$12K – – –
GWM
80
Gupta Wealth Management
California
$8K – – –
CAL
81
Capital Analysts LLC
Pennsylvania
$4.87K – – –
IWMPD
82
Integrated Wealth Management (Palm Desert)
California
$3K – – –
Manulife (Manufacturers Life Insurance)
83
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$55 +$25.7K +481 +75%
TCM
84
Tuttle Capital Management
Connecticut
– -$11.7M -213,854 Closed
SWP
85
Stratos Wealth Partners
Ohio
– -$234K -4,292 Closed
SI
86
Sprott Inc
Ontario, Canada
– -$229K -4,200 Closed
FNBT
87
FineMark National Bank & Trust
Florida
– -$55K -1,000 Closed
FANJ
88
Financial Architects (New Jersey)
New Jersey
– -$11K -210 Closed
BRWM
89
B. Riley Wealth Management
Tennessee
– -$7K -146 Closed
RFA
90
Reilly Financial Advisors
California
– -$1K -10 Closed
W
91
Wealthfront
California
– -$1K -10 Closed
1 2 3
4

FPX Hedge Fund Activity: Q3 2015 in Review

84 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2015, worth a combined $274M — up 12% from $245M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FPX positions and 8 closed out — a net gain of 5 holders — while 40 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.9M. The largest seller was Tuttle Capital Management, exiting entirely with an estimated $11.7M sold.

  • 84 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2015, up from 82 in Q2 2015.
  • Funds reported $274M of First Trust US Equity Opportunities ETF stock for Q3 2015, up 12% quarter-over-quarter.
  • 13 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2015 and 8 closed out, a net change of +5 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2015 was Morgan Stanley, an estimated $17.9M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2015 was Tuttle Capital Management, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2015.