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First Trust US Equity Opportunities ETF
FPX

57 hedge funds and large institutions have $143M invested in First Trust US Equity Opportunities ETF in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 20

0% more funds holding

Funds holding: 57 → 57 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

3.18% less ownership

Funds ownership: 31.45% → 28.27% (-3.2%)

14% less capital invested

Capital invested by funds: $166M → $143M (-$23.1M)

Holders
57
Holders Change
–
Holders Change %
0%
% of All Funds
1.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
22
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC World Market
CIBC World Market
Ontario, Canada
+$850K
2
Ameriprise
Ameriprise
Minnesota
+$658K
3
BRWA
B. Riley Wealth Advisors
Florida
+$505K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$302K
5
AIG
American International Group
New York
+$295K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$10M
2
Bank of America
Bank of America
North Carolina
-$4.43M
3
VF
Virtu Financial
New York
-$4.26M
4
OC
Oppenheimer & Co
New York
-$3.1M
5
CCMH
Cornerstone Capital Management Holdings
New York
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
GSC
51
Ground Swell Capital
South Carolina
$15K +$14.4K +312 New
DAM
52
Delta Asset Management
Tennessee
$10K +$9.21K +200 New
PVH
53
Psagot Value Holdings
Israel
$10K +$9.21K +200 New
VIA
54
Vantage Investment Advisors
Pennsylvania
$8K +$7.6K +165 New
TCM
55
Tradewinds Capital Management
Washington
$5K – – –
CAL
56
Capital Analysts LLC
Pennsylvania
$4.81K – – –
PAS
57
Partnervest Advisory Services
California
$2K – – –
CCMH
58
Cornerstone Capital Management Holdings
New York
– -$2.79M -60,916 Closed
NYLIM
59
New York Life Investment Management
New York
– -$2.79M -60,916 Closed
Jane Street
60
Jane Street
New York
– -$1.01M -22,056 Closed
VKH
61
Virtu KCG Holdings
New York
– -$672K -14,650 Closed
Susquehanna International Group
62
Susquehanna International Group
Pennsylvania
– -$446K -9,729 Closed
KCPG
63
Kavar Capital Partners Group
Kansas
– -$123K -2,700 Closed
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
– -$31K -666 Closed
MIM
65
Macroview Investment Management
Maryland
– -$2K -50 Closed
1 2
3

FPX Hedge Fund Activity: Q2 2014 in Review

57 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q2 2014, worth a combined $143M — down 14% from $166M a quarter earlier.

Fund positioning in FPX was balanced in Q2 2014: 8 funds opened new positions, 8 closed out, 22 added to existing stakes and 20 trimmed.

The largest buyer was CIBC World Market, adding an estimated $850K. The largest seller was Morgan Stanley, cutting an estimated $10M.

  • 57 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $143M of First Trust US Equity Opportunities ETF stock for Q2 2014, down 14% quarter-over-quarter.
  • 8 funds opened new First Trust US Equity Opportunities ETF positions in Q2 2014 and 8 closed out, a net change of 0 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q2 2014 was CIBC World Market, an estimated $850K added.
  • The largest First Trust US Equity Opportunities ETF seller in Q2 2014 was Morgan Stanley, an estimated $10M sold.

Based on aggregated 13F filings for Q2 2014.