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First Trust US Equity Opportunities ETF
FPX

Overview Fund Activity

45 hedge funds and large institutions have $111M invested in First Trust US Equity Opportunities ETF in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 3 reducing their positions, and 1 closing their positions.

Holders
45
Holders Change
+19
Holders Change %
+73.08%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
20
Increased
18
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$28.5M
2
Comerica Bank
2
Comerica Bank
Texas
$10.3M
3
Wells Fargo
3
Wells Fargo
California
$9.35M
4
NYLIM
4
New York Life Investment Management
New York
$6.9M
5
Bank of America
5
Bank of America
North Carolina
$15.6M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.78M
3
Deutsche Bank
3
Deutsche Bank
Germany
$78K
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$325K
Name Market Value Shares Shares
Change 		Shares
Change %
PFS
26
Prospera Financial Services
Texas
$439K 9,662 +9,662 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$420K 9,254 +8,888 +2,428%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$338K 7,440 +7,440 New
NES
29
New England Securities
New York
$336K 7,404 +6,685 +930%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$325K 7,150 -859 -11%
VF
31
Virtu Financial
New York
$279K 6,144 +6,144 New
SHA
32
Smith Hayes Advisers
Nebraska
$238K 5,252 +5,252 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$233K 5,129 +965 +23%
WEC
34
Winslow Evans & Crocker
Massachusetts
$224K 4,950 +4,950 New
Ameriprise
35
Ameriprise
Minnesota
$187K 4,112 +1,921 +88%
PSUF
36
People's United Financial
Connecticut
$102K 2,250 – –
Deutsche Bank
37
Deutsche Bank
Germany
$78K 1,725 -1,125 -39%
Citigroup
38
Citigroup
New York
$73K 1,618 +1,618 New
WA
39
WFG Advisors
Texas
$48K 1,047 +1,047 New
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$34K 750 – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$14K 299 +299 New
CAL
42
Capital Analysts LLC
Pennsylvania
$4.54K 100 +100 New
Creative Planning
43
Creative Planning
Kansas
$3K 70 +70 New
US Bancorp
44
US Bancorp
Minnesota
$3K 74 +74 New
PAS
45
Partnervest Advisory Services
California
$2K 49 – –
Jane Street
46
Jane Street
New York
– – -55,906 Closed
1
2