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First Trust US Equity Opportunities ETF
FPX

26 hedge funds and large institutions have $45.1M invested in First Trust US Equity Opportunities ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

68% more capital invested

Capital invested by funds: $26.9M → $45.1M (+$18.2M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

4% less funds holding

Funds holding: 27 → 26 (-1)

3.98% less ownership

Funds ownership: 33.93% → 29.95% (-4%)

Holders
26
Holders Change
-1
Holders Change %
-3.7%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.52M
2
LPL Financial
LPL Financial
California
+$2.93M
3
U
UBS
Switzerland
+$2.87M
4
Bank of America
Bank of America
North Carolina
+$2.56M
5
Jane Street
Jane Street
New York
+$2.19M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.11M
2
VFS
VSR Financial Services
Kansas
-$859K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$705K
4
CS
Credit Suisse
Switzerland
-$586K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$46.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAS
26
Partnervest Advisory Services
California
$2K – – –
CS
27
Credit Suisse
Switzerland
– -$586K -16,257 Closed
MFS
28
MSI Financial Services
Massachusetts
– -$27K -751 Closed
OWP
29
Obermeyer Wealth Partners
Colorado
– -$14K -400 Closed
FHC
30
First Heartland Consultants
Missouri
– -$2K -68 Closed
1
2

FPX Hedge Fund Activity: Q3 2013 in Review

26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2013, worth a combined $45.1M — up 68% from $26.9M a quarter earlier.

Fund positioning in FPX was balanced in Q3 2013: 4 funds opened new positions, 4 closed out, 14 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.52M. The largest seller was Susquehanna International Group, cutting an estimated $1.11M.

  • 26 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2013, down from 27 in Q2 2013.
  • Funds reported $45.1M of First Trust US Equity Opportunities ETF stock for Q3 2013, up 68% quarter-over-quarter.
  • 4 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2013 and 4 closed out, a net change of 0 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2013 was Morgan Stanley, an estimated $3.52M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2013 was Susquehanna International Group, an estimated $1.11M sold.

Based on aggregated 13F filings for Q3 2013.