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FT Vest US Equity Buffer ETF November
FNOV

Overview Fund Activity

138 hedge funds and large institutions have $224M invested in FT Vest US Equity Buffer ETF November in 2025 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 56 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
138
Holders Change
-14
Holders Change %
-9.21%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
30
Reduced
56
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$11.6M
2
Raymond James Financial
Raymond James Financial
Florida
$20.5M
3
AssetMark Inc
AssetMark Inc
California
$6.48M
4
OMC
Old Mission Capital
Illinois
$1.69M
5
ASN
Advisory Services Network
Georgia
$2.07M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
$4.52M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
$24M
3
MC
McCarthy & Cox
Ohio
$2.5M
4
AA
Altman Advisors
Illinois
$3.55M
5
IA
IFP Advisors
Florida
$1.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
126
Morgan Stanley
New York
$31.3K -$129K -2,755 -80%
PB
127
Pinnacle Bancorp
Nebraska
$26.1K – – –
PSFG
128
Park Square Financial Group
Georgia
$24.6K – – –
Wells Fargo
129
Wells Fargo
California
$21.9K +$21.9K +469 New
CFD
130
Creative Financial Designs
Indiana
$21.8K -$8.17K -175 -27%
WTFG
131
Wood Tarver Financial Group
Idaho
$15K -$6.81K -146 -31%
GSWM
132
Golden State Wealth Management
California
$14.4K +$14.4K +308 New
WW
133
Winnow Wealth
Texas
$13.3K -$16.6K -355 -56%
PS
134
Principal Securities
Iowa
$13.2K – – –
CIBC Private Wealth Group
135
CIBC Private Wealth Group
Georgia
$11.2K +$11.2K +261 New
MMCM
136
Murphy & Mullick Capital Management
New York
$9.33K – – –
TWM
137
Topsail Wealth Management
North Carolina
$9.33K – – –
SWA
138
SOA Wealth Advisors
New York
$2.85K -$19.1K -410 -87%
WIM
139
WealthPlan Investment Management
Nebraska
– -$8.35M -174,540 Closed
CCFM
140
Clear Creek Financial Management
Washington
– -$5.22M -109,072 Closed
WP
141
WealthPLAN Partners
Nebraska
– -$4.8M -100,272 Closed
CFGS
142
Concourse Financial Group Securities
Alabama
– -$898K -18,358 Closed
Susquehanna International Group
143
Susquehanna International Group
Pennsylvania
– -$597K -12,477 Closed
Envestnet Portfolio Solutions
144
Envestnet Portfolio Solutions
Illinois
– -$402K -8,408 Closed
HIM
145
Hanlon Investment Management
New Jersey
– -$399K -8,348 Closed
SC
146
Scotia Capital
Ontario, Canada
– -$391K -8,184 Closed
SCA
147
Sage Capital Advisors
South Dakota
– -$260K -5,445 Closed
PAS
148
Park Avenue Securities
New York
– -$253K -5,292 Closed
Focus Partners Wealth
149
Focus Partners Wealth
Massachusetts
– -$244K -5,094 Closed
GFA
150
Gallagher Fiduciary Advisors
Illinois
– -$234K -4,896 Closed
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