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Principal Securities’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

Principal Securities’s Portfolio FNOV Stock Details FNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-276
Closed -$14.6K – 2123
2025
Q3 		$14.6K Hold
276
– – ﹤0.01% 2553
2025
Q2 		$13.8K Hold
276
– – ﹤0.01% 2486
2025
Q1 		$13.2K Hold
276
– – ﹤0.01% 2409
2024
Q4 		$13.2K Buy
+276
New +$13.2K ﹤0.01% 2405

Other funds holding FNOV

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Principal Securities's FNOV Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Buffer ETF November (FNOV) in Q4 2025, closing a stake of 276 shares — an estimated $14.6K sold.

Principal Securities first reported a position in FNOV in Q4 2024 and held it in 4 quarters. The position peaked at $14.6K in Q3 2025. 163 funds tracked by Wall St. Rank hold FNOV as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Equity Buffer ETF November position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 276 FT Vest US Equity Buffer ETF November shares in Q4 2025, an estimated $14.6K.
  • Principal Securities first reported a position in FT Vest US Equity Buffer ETF November in Q4 2024 and held it in 4 quarters.
  • Principal Securities's FT Vest US Equity Buffer ETF November position peaked at $14.6K in Q3 2025.
  • 163 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.