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FT Vest US Equity Buffer ETF November

51 hedge funds and large institutions have $117M invested in FT Vest US Equity Buffer ETF November in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

11% more funds holding

Funds holding: 4651 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3% less capital invested

Capital invested by funds: $121M → $117M (-$4.02M)

9.51% less ownership

Funds ownership: 68.07%58.56% (-9.5%)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
51
Holders Change
+5
Holders Change %
+10.87%
% of All Funds
0.9%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
10
Increased
15
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFP
26
Holistic Financial Partners
Indiana
$706K -$1.87M -52,215 -73%
SG
27
StoneX Group
New York
$679K
KAS
28
Kestra Advisory Services
Texas
$644K -$1.67M -46,719 -73%
KPWS
29
Kestra Private Wealth Services
Texas
$639K -$5K -140 -0.8%
CAS
30
Cascadia Advisory Services
Oregon
$570K +$557K +15,597 New
AC
31
Avestar Capital
New York
$558K +$107K +3,000 +25%
GSAM
32
Grant Street Asset Management
Pennsylvania
$468K +$452K +12,653 +8,059%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$450K +$440K +12,304 New
AIC
34
Archer Investment Corporation
Indiana
$447K
BCM
35
Beck Capital Management
Texas
$377K -$857 -24 -0.2%
BRWM
36
B. Riley Wealth Management
Tennessee
$365K
FHC
37
First Heartland Consultants
Missouri
$325K +$318K +8,897 New
CWS
38
Cypress Wealth Services
California
$292K +$286K +8,000 New
CFGS
39
Concourse Financial Group Securities
Alabama
$278K +$71.6K +2,004 +36%
MAFM
40
Mid Atlantic Financial Management
Pennsylvania
$235K
IA
41
IFP Advisors
Florida
$234K +$59.1K +1,653 +35%
UBS Group
42
UBS Group
Switzerland
$101K +$62.6K +1,753 +175%
SFS
43
Sowell Financial Services
Arkansas
$88K +$14K +391 +20%
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
$62.9K
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$57K +$56.4K +1,579 New
Morgan Stanley
46
Morgan Stanley
New York
$49K +$47.9K +1,340 New
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$48K -$25K -700 -35%
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$37K
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$34K
SWM
50
Spire Wealth Management
Virginia
$11K +$11.2K +314 New

FNOV Hedge Fund Activity: Q1 2021 in Review

51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q1 2021, worth a combined $117M — down 3.3% from $121M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNOV positions and 5 closed out — a net gain of 5 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Legacy Private Trust, opening a new position worth an estimated $1.82M. The largest seller was First Trust Advisors, exiting entirely with an estimated $16M sold.

  • 51 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q1 2021, up from 46 in Q4 2020.
  • Funds reported $117M of FT Vest US Equity Buffer ETF November stock for Q1 2021, down 3.3% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Buffer ETF November positions in Q1 2021 and 5 closed out, a net change of +5 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q1 2021 was Legacy Private Trust, an estimated $1.82M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q1 2021 was First Trust Advisors, an estimated $16M sold.

Based on aggregated 13F filings for Q1 2021.