We are live on ! Find out more
FNOV icon

FT Vest US Equity Buffer ETF November

46 hedge funds and large institutions have $121M invested in FT Vest US Equity Buffer ETF November in 2020 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

78% more capital invested

Capital invested by funds: $68.1M → $121M (+$52.9M)

35% more funds holding

Funds holding: 3446 (+12)

15.93% more ownership

Funds ownership: 52.14%68.07% (+16%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
46
Holders Change
+12
Holders Change %
+35.29%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
13
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG
26
StoneX Group
New York
$653K -$590K -17,423 -48%
KPWS
27
Kestra Private Wealth Services
Texas
$619K +$341K +10,078 +133%
RWA
28
Redhawk Wealth Advisors
Minnesota
$492K +$474K +13,991 New
AIC
29
Archer Investment Corporation
Indiana
$430K +$414K +12,219 New
AC
30
Avestar Capital
New York
$422K +$406K +12,000 New
BCM
31
Beck Capital Management
Texas
$364K +$350K +10,341 New
Wolverine Trading
32
Wolverine Trading
Illinois
$359K +$346K +10,216 New
BRWM
33
B. Riley Wealth Management
Tennessee
$352K
SS
34
Simplicity Solutions
Minnesota
$240K +$231K +6,822 New
MAFM
35
Mid Atlantic Financial Management
Pennsylvania
$226K
IA
36
Inspire Advisors
Idaho
$225K +$217K +6,400 New
CFGS
37
Concourse Financial Group Securities
Alabama
$197K +$33K +973 +21%
IA
38
IFP Advisors
Florida
$167K +$154K +4,551 +2,276%
OIM
39
Oder Investment Management
California
$140K +$133K +3,920 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$71K
SFS
41
Sowell Financial Services
Arkansas
$69K
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$60.5K
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$35K
UBS Group
44
UBS Group
Switzerland
$35K +$33.9K +1,000 New
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$34K
GSAM
46
Grant Street Asset Management
Pennsylvania
$6K +$5.32K +157 New
TFS
47
TrustCore Financial Services
Tennessee
-$17.4M -534,265 Closed
LPT
48
Legacy Private Trust
Wisconsin
-$1.74M -53,300 Closed
SPC
49
Sigma Planning Corp
Michigan
-$1.63M -49,995 Closed
Koshinski Asset Management
50
Koshinski Asset Management
Illinois
-$579 -17,275 Closed

FNOV Hedge Fund Activity: Q4 2020 in Review

46 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF November (FNOV) for Q4 2020, worth a combined $121M — up 78% from $68.1M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNOV positions and 6 closed out — a net gain of 14 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $20.5M. The largest seller was TrustCore Financial Services, exiting entirely with an estimated $17.4M sold.

  • 46 institutional investors held FT Vest US Equity Buffer ETF November (FNOV) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $121M of FT Vest US Equity Buffer ETF November stock for Q4 2020, up 78% quarter-over-quarter.
  • 20 funds opened new FT Vest US Equity Buffer ETF November positions in Q4 2020 and 6 closed out, a net change of +14 holders.
  • The largest FT Vest US Equity Buffer ETF November buyer in Q4 2020 was Commonwealth Equity Services, an estimated $20.5M added.
  • The largest FT Vest US Equity Buffer ETF November seller in Q4 2020 was TrustCore Financial Services, an estimated $17.4M sold.

Based on aggregated 13F filings for Q4 2020.