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First Trust Managed Municipal ETF

192 hedge funds and large institutions have $866M invested in First Trust Managed Municipal ETF in 2020 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 97 increasing their positions, 44 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 44

114% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 14

25% more funds holding in top 10

Funds holding in top 10: 810 (+2)

15% more capital invested

Capital invested by funds: $756M → $866M (+$110M)

6% more funds holding

Funds holding: 181192 (+11)

1.79% more ownership

Funds ownership: 61.15%62.94% (+1.8%)

Holders
192
Holders Change
+11
Holders Change %
+6.08%
% of All Funds
4.23%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.22%
New
30
Increased
97
Reduced
44
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M +$3.49M +62,800 +3%
Bank of America
2
Bank of America
North Carolina
$90.8M +$15.1M +271,822 +19%
UBS Group
3
UBS Group
Switzerland
$82.4M -$3.9M -70,099 -4%
LPL Financial
4
LPL Financial
California
$49M +$5.25M +94,410 +12%
Wells Fargo
5
Wells Fargo
California
$40.8M +$3.3M +59,336 +9%
Jane Street
6
Jane Street
New York
$25.6M +$21.2M +381,849 +413%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$25.1M +$2.38M +42,744 +10%
RJA
8
Raymond James & Associates
Florida
$24M +$7.47M +134,372 +43%
Osaic Holdings
9
Osaic Holdings
Arizona
$23.9M +$24.6M +442,827 New
PAG
10
Pinnacle Advisory Group
Maryland
$22.7M +$23.3M +418,957 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$19.8M +$4.43M +79,775 +28%
AAS
12
Avantax Advisory Services
Texas
$17.4M -$841K -15,137 -4%
FFG
13
Frisch Financial Group
New York
$14.8M -$330K -5,946 -2%
Citigroup
14
Citigroup
New York
$14.1M +$5.32M +95,796 +58%
OAJ
15
Ogorek Anthony Joseph
New York
$12.5M +$622K +11,197 +5%
LPT
16
Legacy Private Trust
Wisconsin
$11.6M +$1.28M +23,059 +12%
OAM
17
Oppenheimer Asset Management
New York
$11.3M -$103K -1,846 -0.9%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$9.02M -$1.4M -25,225 -13%
EIA
19
Eldridge Investment Advisors
New Hampshire
$8.16M +$405K +7,284 +5%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$7.44M
EFL
21
ERn Financial LLC
Wisconsin
$7.37M -$174K -3,138 -2%
GAG
22
GM Advisory Group
New York
$6.95M -$110K -1,971 -2%
AWM
23
AE Wealth Management
Kansas
$6.81M +$6.62M +119,105 +1,736%
SS
24
Simplicity Solutions
Minnesota
$6.69M +$6.87M +123,647 New
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$6.66M +$406K +7,304 +6%

FMB Hedge Fund Activity: Q1 2020 in Review

192 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q1 2020, worth a combined $866M — up 15% from $756M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FMB positions and 14 closed out — a net gain of 16 holders — while 97 added to existing stakes and 44 trimmed.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $23.3M. The largest seller was Independent Advisor Alliance, exiting entirely with an estimated $6.39M sold.

  • 192 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q1 2020, up from 181 in Q4 2019.
  • Funds reported $866M of First Trust Managed Municipal ETF stock for Q1 2020, up 15% quarter-over-quarter.
  • 30 funds opened new First Trust Managed Municipal ETF positions in Q1 2020 and 14 closed out, a net change of +16 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q1 2020 was Pinnacle Advisory Group, an estimated $23.3M added.
  • The largest First Trust Managed Municipal ETF seller in Q1 2020 was Independent Advisor Alliance, an estimated $6.39M sold.

Based on aggregated 13F filings for Q1 2020.