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First Trust Managed Municipal ETF

85 hedge funds and large institutions have $310M invested in First Trust Managed Municipal ETF in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 50 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 12

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

43% more capital invested

Capital invested by funds: $216M → $310M (+$93.7M)

12% more funds holding

Funds holding: 7685 (+9)

0.36% less ownership

Funds ownership: 56.36%56.01% (-0.36%)

Holders
85
Holders Change
+9
Holders Change %
+11.84%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
14
Increased
50
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$60.6M +$61.2K +1,161 New
Morgan Stanley
2
Morgan Stanley
New York
$55.4M +$4.87M +92,422 +10%
UBS Group
3
UBS Group
Switzerland
$36M +$10.2M +193,681 +39%
Bank of America
4
Bank of America
North Carolina
$29.5M +$3.21M +61,019 +12%
LPL Financial
5
LPL Financial
California
$19.5M -$1.14M -21,691 -5%
LPT
6
Legacy Private Trust
Wisconsin
$14.1M +$151K +2,860 +1%
RJA
7
Raymond James & Associates
Florida
$9.51M -$4.76M -90,409 -33%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.36M +$3.04M +57,645 +47%
EIA
9
Eldridge Investment Advisors
New Hampshire
$6.84M +$158K +3,006 +2%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$4.85M +$1.76M +33,475 +56%
BCP
11
Blackhawk Capital Partners
Wisconsin
$4.71M +$3.45M +65,509 +266%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.24M +$393K +7,463 +10%
GAG
13
GM Advisory Group
New York
$3.03M +$2.51M +47,580 +454%
AG
14
Advisor Group
Arizona
$2.91M +$1.51M +28,579 +106%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.57M +$2.59M +49,235 New
MI
16
Moneywise Inc
Virginia
$2.29M +$1.13M +21,488 +96%
AC
17
Avestar Capital
New York
$2.2M +$242K +4,596 +12%
CAPTRUST Financial Advisors
18
CAPTRUST Financial Advisors
North Carolina
$2M
HighTower Advisors
19
HighTower Advisors
Illinois
$1.89M +$546K +10,367 +40%
Jane Street
20
Jane Street
New York
$1.87M -$174K -3,310 -8%
MML Investors Services
21
MML Investors Services
Massachusetts
$1.75M +$211K +4,006 +14%
Wells Fargo
22
Wells Fargo
California
$1.69M +$199K +3,780 +13%
CCA
23
Clearwater Capital Advisors
Illinois
$1.67M -$134K -2,550 -7%
CCG
24
Cypress Capital Group
Florida
$1.66M +$1M +19,048 +151%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.64M +$220K +4,171 +15%

FMB Hedge Fund Activity: Q3 2018 in Review

85 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q3 2018, worth a combined $310M — up 43% from $216M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FMB positions and 5 closed out — a net gain of 9 holders — while 50 added to existing stakes and 12 trimmed.

The largest buyer was UBS Group, adding an estimated $10.2M. The largest seller was Raymond James & Associates, cutting an estimated $4.76M.

  • 85 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q3 2018, up from 76 in Q2 2018.
  • Funds reported $310M of First Trust Managed Municipal ETF stock for Q3 2018, up 43% quarter-over-quarter.
  • 14 funds opened new First Trust Managed Municipal ETF positions in Q3 2018 and 5 closed out, a net change of +9 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q3 2018 was UBS Group, an estimated $10.2M added.
  • The largest First Trust Managed Municipal ETF seller in Q3 2018 was Raymond James & Associates, an estimated $4.76M sold.

Based on aggregated 13F filings for Q3 2018.