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First Trust Managed Municipal ETF

110 hedge funds and large institutions have $380M invested in First Trust Managed Municipal ETF in 2019 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 55 increasing their positions, 23 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

139% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 23

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

32% more capital invested

Capital invested by funds: $289M → $380M (+$91.9M)

17% more funds holding

Funds holding: 94110 (+16)

1.77% more ownership

Funds ownership: 58.54%60.31% (+1.8%)

Holders
110
Holders Change
+16
Holders Change %
+17.02%
% of All Funds
2.38%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
22
Increased
55
Reduced
23
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.6M +$10.3M +193,397 +19%
Bank of America
2
Bank of America
North Carolina
$48.1M +$9.69M +182,597 +26%
UBS Group
3
UBS Group
Switzerland
$48M -$2.61M -49,182 -5%
LPL Financial
4
LPL Financial
California
$21.3M +$1.96M +36,899 +10%
FFG
5
Frisch Financial Group
New York
$13.7M +$2.92M +54,970 +28%
RJA
6
Raymond James & Associates
Florida
$12.7M +$335K +6,306 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$12.7M +$852K +16,052 +7%
OAM
8
Oppenheimer Asset Management
New York
$11.3M +$11.1M +209,351 New
OAJ
9
Ogorek Anthony Joseph
New York
$10.9M +$10.8M +203,225 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$7.44M +$6.89M +129,846 New
EIA
11
Eldridge Investment Advisors
New Hampshire
$7.22M +$109K +2,060 +2%
LPT
12
Legacy Private Trust
Wisconsin
$6.25M +$5.79M +109,150 +1,562%
AAS
13
Avantax Advisory Services
Texas
$6.17M +$6.08M +114,510 New
BCP
14
Blackhawk Capital Partners
Wisconsin
$6.15M +$1.44M +27,194 +31%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.58M +$2.46M +46,319 +119%
EFL
16
ERn Financial LLC
Wisconsin
$4.38M +$2.26M +42,525 +109%
GAG
17
GM Advisory Group
New York
$4.36M +$1.22M +23,074 +40%
AG
18
Advisor Group
Arizona
$4.34M +$837K +15,778 +24%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$4.33M -$109K -2,063 -3%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$4.15M +$131K +2,472 +3%
Jane Street
21
Jane Street
New York
$4.15M +$123K +2,315 +3%
CCG
22
Cypress Capital Group
Florida
$3.69M +$1.22M +22,950 +50%
SCA
23
Snowden Capital Advisors
New York
$2.41M -$452K -8,525 -16%
CCA
24
Clearwater Capital Advisors
Illinois
$2.26M +$258K +4,862 +13%
BFG
25
Barber Financial Group
Kansas
$2.16M +$530K +9,987 +33%

FMB Hedge Fund Activity: Q1 2019 in Review

110 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q1 2019, worth a combined $380M — up 32% from $289M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FMB positions and 4 closed out — a net gain of 18 holders — while 55 added to existing stakes and 23 trimmed.

The largest buyer was Oppenheimer Asset Management, opening a new position worth an estimated $11.1M. The largest seller was UBS Group, cutting an estimated $2.61M.

  • 110 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q1 2019, up from 94 in Q4 2018.
  • Funds reported $380M of First Trust Managed Municipal ETF stock for Q1 2019, up 32% quarter-over-quarter.
  • 22 funds opened new First Trust Managed Municipal ETF positions in Q1 2019 and 4 closed out, a net change of +18 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q1 2019 was Oppenheimer Asset Management, an estimated $11.1M added.
  • The largest First Trust Managed Municipal ETF seller in Q1 2019 was UBS Group, an estimated $2.61M sold.

Based on aggregated 13F filings for Q1 2019.