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First Trust Managed Municipal ETF

44 hedge funds and large institutions have $102M invested in First Trust Managed Municipal ETF in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

186% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 7

42% more capital invested

Capital invested by funds: $72M → $102M (+$30M)

13% more funds holding

Funds holding: 3944 (+5)

3.64% more ownership

Funds ownership: 49.62%53.25% (+3.6%)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
20
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.6M +$4.43M +83,205 +20%
Bank of America
2
Bank of America
North Carolina
$23.8M +$7.27M +136,692 +44%
RJA
3
Raymond James & Associates
Florida
$10.1M +$1.39M +26,134 +16%
ACM
4
Aviance Capital Management
Florida
$8.1M +$8.09M +152,094 New
LPL Financial
5
LPL Financial
California
$6.12M +$1.96M +36,906 +47%
IH
6
IFC Holdings
Florida
$4.11M +$232K +4,363 +6%
Jane Street
7
Jane Street
New York
$2.38M +$509K +9,556 +27%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.25M +$424K +7,965 +23%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.78M +$1.78M +33,533 New
CAPTRUST Financial Advisors
10
CAPTRUST Financial Advisors
North Carolina
$1.51M +$1.13M +21,222 +282%
FAAS
11
First Allied Advisory Services
California
$1.44M +$478K +8,974 +49%
CCA
12
Clearwater Capital Advisors
Illinois
$1.24M +$195K +3,657 +19%
UBS Group
13
UBS Group
Switzerland
$1.13M +$935K +17,575 +481%
Goldman Sachs
14
Goldman Sachs
New York
$959K -$1.06M -19,900 -52%
FHC
15
First Heartland Consultants
Missouri
$886K +$140K +2,639 +19%
UR
16
USCA RIA
Texas
$776K
RJFSA
17
Raymond James Financial Services Advisors
Florida
$743K -$53.6K -1,007 -7%
FA
18
FMA Advisory
Pennsylvania
$714K +$714K +13,417 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$703K +$18.3K +343 +3%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$676K +$676K +12,695 New
OAM
21
Occidental Asset Management
California
$559K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$536K +$156K +2,927 +41%
BWM
23
BerganKDV Wealth Management
Minnesota
$463K
AG
24
Advisor Group
Arizona
$455K +$254K +4,775 +127%
PAG
25
Private Advisor Group
New Jersey
$442K +$441K +8,293 New

FMB Hedge Fund Activity: Q3 2017 in Review

44 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q3 2017, worth a combined $102M — up 42% from $72M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FMB positions and 3 closed out — a net gain of 7 holders — while 20 added to existing stakes and 7 trimmed.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $8.09M. The largest seller was Goldman Sachs, cutting an estimated $1.06M.

  • 44 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q3 2017, up from 39 in Q2 2017.
  • Funds reported $102M of First Trust Managed Municipal ETF stock for Q3 2017, up 42% quarter-over-quarter.
  • 10 funds opened new First Trust Managed Municipal ETF positions in Q3 2017 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q3 2017 was Aviance Capital Management, an estimated $8.09M added.
  • The largest First Trust Managed Municipal ETF seller in Q3 2017 was Goldman Sachs, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2017.