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First Trust Managed Municipal ETF

33 hedge funds and large institutions have $44.8M invested in First Trust Managed Municipal ETF in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

22% more funds holding

Funds holding: 2733 (+6)

2% more capital invested

Capital invested by funds: $43.9M → $44.8M (+$942K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
33
Holders Change
+6
Holders Change %
+22.22%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
15
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12.2M -$4.58M -84,702 -27%
RJA
2
Raymond James & Associates
Florida
$4.61M +$387K +7,158 +9%
Morgan Stanley
3
Morgan Stanley
New York
$3.91M +$1.28M +23,748 +49%
FHC
4
First Heartland Consultants
Missouri
$3.26M +$374K +6,918 +13%
FAAS
5
First Allied Advisory Services
California
$3.26M +$25.7K +476 +0.8%
LPL Financial
6
LPL Financial
California
$2.95M -$470K -8,687 -14%
Goldman Sachs
7
Goldman Sachs
New York
$2.49M -$161K -2,981 -6%
Citadel Advisors
8
Citadel Advisors
Florida
$2.38M +$2.38M +44,059 New
Jane Street
9
Jane Street
New York
$1.24M -$1.45M -26,789 -54%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$786K +$473K +8,748 +150%
VKH
11
Virtu KCG Holdings
New York
$696K +$403K +7,451 +138%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$666K +$169K +3,126 +34%
BWM
13
BerganKDV Wealth Management
Minnesota
$653K +$444K +8,204 +210%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$539K +$14.6K +270 +3%
LI
15
LVZ Inc
Michigan
$522K -$7.9K -146 -1%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$505K +$260K +4,811 +106%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$493K -$1.97M -36,446 -80%
Wells Fargo
18
Wells Fargo
California
$468K +$16.8K +311 +4%
PAG
19
Private Advisor Group
New Jersey
$360K +$361K +6,670 New
MFS
20
MSI Financial Services
Massachusetts
$354K +$64.9K +1,199 +22%
CFC
21
Coyle Financial Counsel
Illinois
$311K
HighTower Advisors
22
HighTower Advisors
Illinois
$261K +$262K +4,840 New
RIA
23
Regal Investment Advisors
Michigan
$248K +$249K +4,601 New
AG
24
Advisor Group
Arizona
$247K +$20.4K +378 +9%
CA
25
Cetera Advisors
Colorado
$232K

FMB Hedge Fund Activity: Q3 2016 in Review

33 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q3 2016, worth a combined $44.8M — up 2.1% from $43.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FMB positions and 2 closed out — a net gain of 6 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.38M. The largest seller was Bank of America, cutting an estimated $4.58M.

  • 33 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q3 2016, up from 27 in Q2 2016.
  • Funds reported $44.8M of First Trust Managed Municipal ETF stock for Q3 2016, up 2.1% quarter-over-quarter.
  • 8 funds opened new First Trust Managed Municipal ETF positions in Q3 2016 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q3 2016 was Citadel Advisors, an estimated $2.38M added.
  • The largest First Trust Managed Municipal ETF seller in Q3 2016 was Bank of America, an estimated $4.58M sold.

Based on aggregated 13F filings for Q3 2016.