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First Trust Managed Municipal ETF

123 hedge funds and large institutions have $493M invested in First Trust Managed Municipal ETF in 2019 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 78 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

420% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 15

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

30% more capital invested

Capital invested by funds: $380M → $493M (+$112M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

12% more funds holding

Funds holding: 110123 (+13)

1.17% less ownership

Funds ownership: 60.31%59.14% (-1.2%)

Holders
123
Holders Change
+13
Holders Change %
+11.82%
% of All Funds
2.67%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
20
Increased
78
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$76.6M +$8.86M +163,155 +13%
UBS Group
2
UBS Group
Switzerland
$68.5M +$19.5M +359,422 +40%
Bank of America
3
Bank of America
North Carolina
$52.5M +$3.64M +67,047 +8%
LPL Financial
4
LPL Financial
California
$29.8M +$7.99M +147,142 +37%
Wells Fargo
5
Wells Fargo
California
$15.2M +$13.4M +247,018 +801%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$15.2M +$2.26M +41,666 +18%
FFG
7
Frisch Financial Group
New York
$14M +$49.7K +916 +0.4%
AAS
8
Avantax Advisory Services
Texas
$13.8M +$7.45M +137,159 +120%
RJA
9
Raymond James & Associates
Florida
$13.8M +$803K +14,797 +6%
OAM
10
Oppenheimer Asset Management
New York
$11.6M +$94.8K +1,747 +0.8%
OAJ
11
Ogorek Anthony Joseph
New York
$10.8M -$306K -5,636 -3%
LPT
12
Legacy Private Trust
Wisconsin
$10.1M +$3.68M +67,701 +58%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$9.38M +$4.67M +86,051 +101%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$7.44M
EIA
15
Eldridge Investment Advisors
New Hampshire
$7.39M +$45K +829 +0.6%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$6.27M +$2.03M +37,390 +48%
AG
17
Advisor Group
Arizona
$6.02M +$1.59M +29,272 +36%
GAG
18
GM Advisory Group
New York
$5.66M +$1.22M +22,483 +28%
EFL
19
ERn Financial LLC
Wisconsin
$5.31M +$844K +15,550 +19%
Jane Street
20
Jane Street
New York
$4.89M +$664K +12,230 +16%
BCP
21
Blackhawk Capital Partners
Wisconsin
$4.86M -$1.39M -25,578 -22%
SEIA
22
Signature Estate & Investment Advisors
California
$4.12M +$4.08M +75,187 New
CCG
23
Cypress Capital Group
Florida
$4.05M +$297K +5,467 +8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$3.92M -$476K -8,759 -11%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$3.51M +$2.14M +39,492 +160%

FMB Hedge Fund Activity: Q2 2019 in Review

123 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q2 2019, worth a combined $493M — up 30% from $380M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FMB positions and 4 closed out — a net gain of 16 holders — while 78 added to existing stakes and 15 trimmed.

The largest buyer was UBS Group, adding an estimated $19.5M. The largest seller was Blackhawk Capital Partners, cutting an estimated $1.39M.

  • 123 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q2 2019, up from 110 in Q1 2019.
  • Funds reported $493M of First Trust Managed Municipal ETF stock for Q2 2019, up 30% quarter-over-quarter.
  • 20 funds opened new First Trust Managed Municipal ETF positions in Q2 2019 and 4 closed out, a net change of +16 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q2 2019 was UBS Group, an estimated $19.5M added.
  • The largest First Trust Managed Municipal ETF seller in Q2 2019 was Blackhawk Capital Partners, an estimated $1.39M sold.

Based on aggregated 13F filings for Q2 2019.