We are live on ! Find out more
FMB icon

First Trust Managed Municipal ETF

134 hedge funds and large institutions have $621M invested in First Trust Managed Municipal ETF in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 87 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

383% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 18

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

26% more capital invested

Capital invested by funds: $493M → $621M (+$129M)

9% more funds holding

Funds holding: 123134 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.46% less ownership

Funds ownership: 59.14%58.68% (-0.46%)

Holders
134
Holders Change
+11
Holders Change %
+8.94%
% of All Funds
2.94%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
16
Increased
87
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$93.1M +$15.3M +276,243 +20%
UBS Group
2
UBS Group
Switzerland
$85M +$15.4M +278,333 +22%
Bank of America
3
Bank of America
North Carolina
$66.2M +$12.8M +231,220 +24%
LPL Financial
4
LPL Financial
California
$36.8M +$6.57M +118,462 +22%
Wells Fargo
5
Wells Fargo
California
$23M +$7.6M +136,921 +49%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$20.5M +$5.14M +92,621 +33%
RJA
7
Raymond James & Associates
Florida
$16.1M +$2.12M +38,178 +15%
AAS
8
Avantax Advisory Services
Texas
$15.7M +$1.66M +29,932 +12%
FFG
9
Frisch Financial Group
New York
$14.2M +$23.5K +423 +0.2%
OAM
10
Oppenheimer Asset Management
New York
$11.6M -$89.6K -1,615 -0.8%
OAJ
11
Ogorek Anthony Joseph
New York
$11.2M +$267K +4,805 +2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$10.3M +$750K +13,513 +8%
LPT
13
Legacy Private Trust
Wisconsin
$10.2M +$35K +631 +0.3%
AG
14
Advisor Group
Arizona
$8.35M +$2.24M +40,396 +37%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$8M +$4.43M +79,825 +124%
EIA
16
Eldridge Investment Advisors
New Hampshire
$7.63M +$129K +2,326 +2%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$7.44M
Citigroup
18
Citigroup
New York
$6.84M +$4.6M +82,975 +207%
GAG
19
GM Advisory Group
New York
$6.67M +$918K +16,549 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$6.66M +$2.68M +48,251 +67%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$6.55M +$183K +3,292 +3%
EFL
22
ERn Financial LLC
Wisconsin
$6.12M +$733K +13,208 +14%
CCG
23
Cypress Capital Group
Florida
$5.57M +$1.46M +26,349 +36%
BCP
24
Blackhawk Capital Partners
Wisconsin
$5.05M +$126K +2,279 +3%
Jane Street
25
Jane Street
New York
$4.93M -$23.5K -423 -0.5%

FMB Hedge Fund Activity: Q3 2019 in Review

134 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q3 2019, worth a combined $621M — up 26% from $493M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FMB positions and 5 closed out — a net gain of 11 holders — while 87 added to existing stakes and 18 trimmed.

The largest buyer was UBS Group, adding an estimated $15.4M. The largest seller was Flow Traders U.S., exiting entirely with an estimated $1.08M sold.

  • 134 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q3 2019, up from 123 in Q2 2019.
  • Funds reported $621M of First Trust Managed Municipal ETF stock for Q3 2019, up 26% quarter-over-quarter.
  • 16 funds opened new First Trust Managed Municipal ETF positions in Q3 2019 and 5 closed out, a net change of +11 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q3 2019 was UBS Group, an estimated $15.4M added.
  • The largest First Trust Managed Municipal ETF seller in Q3 2019 was Flow Traders U.S., an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2019.