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First Trust Managed Municipal ETF

39 hedge funds and large institutions have $72M invested in First Trust Managed Municipal ETF in 2017 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

18% more capital invested

Capital invested by funds: $60.9M → $72M (+$11.2M)

18% more funds holding

Funds holding: 3339 (+6)

23.82% less ownership

Funds ownership: 73.44%49.62% (-24%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
17
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.9M -$834K -15,896 -4%
Bank of America
2
Bank of America
North Carolina
$16.3M +$3.91M +74,408 +32%
RJA
3
Raymond James & Associates
Florida
$8.65M -$416K -7,928 -5%
LPL Financial
4
LPL Financial
California
$4.12M +$225K +4,281 +6%
IH
5
IFC Holdings
Florida
$3.84M +$3.48M +66,320 +1,005%
Goldman Sachs
6
Goldman Sachs
New York
$2M -$305K -5,809 -13%
Jane Street
7
Jane Street
New York
$1.85M +$1.84M +35,061 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.81M +$158K +3,019 +10%
CCA
9
Clearwater Capital Advisors
Illinois
$1.03M -$15.1K -288 -1%
FAAS
10
First Allied Advisory Services
California
$958K +$742K +14,137 +352%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$789K +$47.3K +902 +6%
UR
12
USCA RIA
Texas
$776K +$126K +2,406 +20%
VKH
13
Virtu KCG Holdings
New York
$752K +$748K +14,250 New
FHC
14
First Heartland Consultants
Missouri
$739K +$122K +2,324 +20%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$678K +$1.26K +24 +0.2%
OAM
16
Occidental Asset Management
California
$554K +$551K +10,500 New
BWM
17
BerganKDV Wealth Management
Minnesota
$459K +$2.94K +56 +0.6%
CIAS
18
Capital Investment Advisory Services
North Carolina
$403K +$787 +15 +0.2%
CAPTRUST Financial Advisors
19
CAPTRUST Financial Advisors
North Carolina
$397K +$31.5K +600 +9%
Wells Fargo
20
Wells Fargo
California
$388K -$60.8K -1,158 -14%
HighTower Advisors
21
HighTower Advisors
Illinois
$382K +$79.5K +1,514 +26%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$377K +$375K +7,140 New
LI
23
LVZ Inc
Michigan
$355K
RIA
24
Regal Investment Advisors
Michigan
$352K -$60K -1,144 -15%
CFC
25
Coyle Financial Counsel
Illinois
$306K +$304K +5,800 New

FMB Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q2 2017, worth a combined $72M — up 18% from $60.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FMB positions and 3 closed out — a net gain of 7 holders — while 17 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $3.91M. The largest seller was FMA Advisory, exiting entirely with an estimated $974K sold.

  • 39 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q2 2017, up from 33 in Q1 2017.
  • Funds reported $72M of First Trust Managed Municipal ETF stock for Q2 2017, up 18% quarter-over-quarter.
  • 10 funds opened new First Trust Managed Municipal ETF positions in Q2 2017 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q2 2017 was Bank of America, an estimated $3.91M added.
  • The largest First Trust Managed Municipal ETF seller in Q2 2017 was FMA Advisory, an estimated $974K sold.

Based on aggregated 13F filings for Q2 2017.