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First Trust Managed Municipal ETF

33 hedge funds and large institutions have $60.9M invested in First Trust Managed Municipal ETF in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

57% more capital invested

Capital invested by funds: $38.7M → $60.9M (+$22.1M)

26.17% more ownership

Funds ownership: 47.27%73.44% (+26%)

22% more funds holding

Funds holding: 2733 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
33
Holders Change
+6
Holders Change %
+22.22%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
16
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.4M +$13.4M +260,679 +153%
Bank of America
2
Bank of America
North Carolina
$12.2M +$2.23M +43,286 +23%
RJA
3
Raymond James & Associates
Florida
$8.89M +$3.88M +75,359 +78%
LPL Financial
4
LPL Financial
California
$3.81M -$1.49M -29,008 -28%
Goldman Sachs
5
Goldman Sachs
New York
$2.26M -$46.3K -900 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.61M +$820K +15,925 +104%
CCA
7
Clearwater Capital Advisors
Illinois
$1.03M +$469K +9,118 +84%
FA
8
FMA Advisory
Pennsylvania
$974K +$969K +18,811 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$728K +$90.2K +1,752 +14%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$665K +$772 +15 +0.1%
UR
11
USCA RIA
Texas
$637K +$293K +5,700 +86%
FHC
12
First Heartland Consultants
Missouri
$605K +$78.2K +1,518 +15%
Citadel Advisors
13
Citadel Advisors
Florida
$462K +$459K +8,921 New
BWM
14
BerganKDV Wealth Management
Minnesota
$448K +$36.6K +710 +9%
Wells Fargo
15
Wells Fargo
California
$440K -$9.32K -181 -2%
RIA
16
Regal Investment Advisors
Michigan
$405K +$19.6K +380 +5%
CIAS
17
Capital Investment Advisory Services
North Carolina
$395K
CAPTRUST Financial Advisors
18
CAPTRUST Financial Advisors
North Carolina
$359K +$357K +6,931 New
LI
19
LVZ Inc
Michigan
$348K -$152K -2,953 -31%
IH
20
IFC Holdings
Florida
$342K +$8.75K +170 +3%
HighTower Advisors
21
HighTower Advisors
Illinois
$297K +$34.8K +675 +13%
HFS
22
HL Financial Services
Kentucky
$284K +$39.6K +769 +16%
CA
23
Cetera Advisors
Colorado
$244K +$20.6K +400 +9%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$230K +$229K +4,440 New
FAAS
25
First Allied Advisory Services
California
$208K +$207K +4,013 New

FMB Hedge Fund Activity: Q1 2017 in Review

33 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q1 2017, worth a combined $60.9M — up 57% from $38.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FMB positions and 2 closed out — a net gain of 7 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.4M. The largest seller was LPL Financial, cutting an estimated $1.49M.

  • 33 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q1 2017, up from 27 in Q4 2016.
  • Funds reported $60.9M of First Trust Managed Municipal ETF stock for Q1 2017, up 57% quarter-over-quarter.
  • 9 funds opened new First Trust Managed Municipal ETF positions in Q1 2017 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q1 2017 was Morgan Stanley, an estimated $13.4M added.
  • The largest First Trust Managed Municipal ETF seller in Q1 2017 was LPL Financial, an estimated $1.49M sold.

Based on aggregated 13F filings for Q1 2017.