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First Trust Managed Municipal ETF

181 hedge funds and large institutions have $756M invested in First Trust Managed Municipal ETF in 2019 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 90 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

817% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 6

374% more repeat investments, than reductions

Existing positions increased: 90 | Existing positions reduced: 19

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

35% more funds holding

Funds holding: 134181 (+47)

22% more capital invested

Capital invested by funds: $621M → $756M (+$134M)

2.47% more ownership

Funds ownership: 58.68%61.15% (+2.5%)

Holders
181
Holders Change
+47
Holders Change %
+35.07%
% of All Funds
3.57%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.16%
New
55
Increased
90
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M +$9.36M +168,754 +10%
UBS Group
2
UBS Group
Switzerland
$88.6M +$3.63M +65,512 +4%
Bank of America
3
Bank of America
North Carolina
$78.1M +$12M +215,947 +18%
LPL Financial
4
LPL Financial
California
$45.1M +$8.34M +150,276 +23%
Wells Fargo
5
Wells Fargo
California
$38.6M +$15.5M +279,862 +67%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$23.4M +$2.88M +51,842 +14%
AAS
7
Avantax Advisory Services
Texas
$18.7M +$3.04M +54,839 +19%
RJA
8
Raymond James & Associates
Florida
$17.2M +$1.12M +20,189 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.9M +$9.23M +166,409 +139%
FFG
10
Frisch Financial Group
New York
$15.6M +$1.37M +24,671 +10%
OAJ
11
Ogorek Anthony Joseph
New York
$12.2M +$986K +17,770 +9%
OAM
12
Oppenheimer Asset Management
New York
$11.7M +$93.7K +1,690 +0.8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$10.7M +$411K +7,407 +4%
LPT
14
Legacy Private Trust
Wisconsin
$10.6M +$398K +7,167 +4%
AG
15
Advisor Group
Arizona
$9.89M +$1.53M +27,660 +18%
Citigroup
16
Citigroup
New York
$9.19M +$2.35M +42,385 +34%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$9.19M +$1.2M +21,704 +15%
EIA
18
Eldridge Investment Advisors
New Hampshire
$7.98M +$355K +6,401 +5%
MML Investors Services
19
MML Investors Services
Massachusetts
$7.8M +$2.96M +53,400 +61%
EFL
20
ERn Financial LLC
Wisconsin
$7.74M +$1.62M +29,211 +27%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$7.44M
GAG
22
GM Advisory Group
New York
$7.25M +$586K +10,566 +9%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$6.43M -$113K -2,041 -2%
IAA
24
Independent Advisor Alliance
North Carolina
$6.39M +$6.38M +115,081 New
CCG
25
Cypress Capital Group
Florida
$6.36M +$784K +14,127 +14%

FMB Hedge Fund Activity: Q4 2019 in Review

181 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q4 2019, worth a combined $756M — up 22% from $621M a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FMB positions and 6 closed out — a net gain of 49 holders — while 90 added to existing stakes and 19 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.5M. The largest seller was Sowell Financial Services, cutting an estimated $2.41M.

  • 181 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q4 2019, up from 134 in Q3 2019.
  • Funds reported $756M of First Trust Managed Municipal ETF stock for Q4 2019, up 22% quarter-over-quarter.
  • 55 funds opened new First Trust Managed Municipal ETF positions in Q4 2019 and 6 closed out, a net change of +49 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q4 2019 was Wells Fargo, an estimated $15.5M added.
  • The largest First Trust Managed Municipal ETF seller in Q4 2019 was Sowell Financial Services, an estimated $2.41M sold.

Based on aggregated 13F filings for Q4 2019.