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First Trust Managed Municipal ETF

27 hedge funds and large institutions have $38.7M invested in First Trust Managed Municipal ETF in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

47.27% more ownership

Funds ownership: 0%47.27% (+47%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less capital invested

Capital invested by funds: $44.8M → $38.7M (-$6.08M)

18% less funds holding

Funds holding: 3327 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
27
Holders Change
-6
Holders Change %
-18.18%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
14
Reduced
6
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.83M -$1.78M -34,081 -15%
Morgan Stanley
2
Morgan Stanley
New York
$8.75M +$5.15M +98,431 +136%
LPL Financial
3
LPL Financial
California
$5.26M +$2.52M +48,124 +88%
RJA
4
Raymond James & Associates
Florida
$4.93M +$570K +10,895 +13%
Goldman Sachs
5
Goldman Sachs
New York
$2.28M -$78.4K -1,500 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$781K +$36.3K +695 +5%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$657K +$24.7K +472 +4%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$630K +$154K +2,948 +32%
CCA
9
Clearwater Capital Advisors
Illinois
$554K +$364K +6,956 +180%
FHC
10
First Heartland Consultants
Missouri
$520K -$2.63M -50,280 -83%
LI
11
LVZ Inc
Michigan
$495K
Wells Fargo
12
Wells Fargo
California
$445K +$994 +19 +0.2%
BWM
13
BerganKDV Wealth Management
Minnesota
$406K -$218K -4,167 -34%
CIAS
14
Capital Investment Advisory Services
North Carolina
$390K +$398K +7,620 New
RIA
15
Regal Investment Advisors
Michigan
$381K +$149K +2,840 +62%
MFS
16
MSI Financial Services
Massachusetts
$349K +$13.4K +257 +4%
UR
17
USCA RIA
Texas
$338K +$345K +6,600 New
IH
18
IFC Holdings
Florida
$328K +$115K +2,191 +52%
HighTower Advisors
19
HighTower Advisors
Illinois
$260K +$11.1K +213 +4%
CP
20
Camelot Portfolios
Ohio
$244K +$38.4K +734 +18%
HFS
21
HL Financial Services
Kentucky
$241K +$24.1K +460 +11%
CA
22
Cetera Advisors
Colorado
$220K
AG
23
Advisor Group
Arizona
$203K -$32.1K -614 -13%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$150K -$2.25K -43 -1%
MIFH
25
Migdal Insurance & Financial Holdings
Israel
$51K +$52.3K +1,000 New

FMB Hedge Fund Activity: Q4 2016 in Review

27 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Managed Municipal ETF (FMB) for Q4 2016, worth a combined $38.7M — down 14% from $44.8M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FMB and 5 opened new positions — a net loss of 6 holders — while 6 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $5.15M. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $3.26M sold.

  • 27 institutional investors held First Trust Managed Municipal ETF (FMB) as of Q4 2016, down from 33 in Q3 2016.
  • Funds reported $38.7M of First Trust Managed Municipal ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 5 funds opened new First Trust Managed Municipal ETF positions in Q4 2016 and 11 closed out, a net change of -6 holders.
  • The largest First Trust Managed Municipal ETF buyer in Q4 2016 was Morgan Stanley, an estimated $5.15M added.
  • The largest First Trust Managed Municipal ETF seller in Q4 2016 was First Allied Advisory Services, an estimated $3.26M sold.

Based on aggregated 13F filings for Q4 2016.