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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$1.19M +$1.26M +62,757 +1,394%
SAM
2
SignalPoint Asset Management
Missouri
$876K -$3.64K -181 -0.4%
Jane Street
3
Jane Street
New York
$473K -$225K -11,186 -30%
ZIG
4
Zurich Insurance Group
Switzerland
$325K +$369K +18,340 New
Morgan Stanley
5
Morgan Stanley
New York
$259K -$557K -27,731 -65%
Citadel Advisors
6
Citadel Advisors
Florida
$237K +$268K +13,359 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$223K -$30.2K -1,504 -11%
UBS Group
8
UBS Group
Switzerland
$160K -$207K -10,286 -53%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$55K
AG
10
Advisor Group
Arizona
$31K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$27K -$399K -19,835 -93%
CWA
12
Clarus Wealth Advisors
Arizona
$14K +$13.1K +650 New
Citigroup
13
Citigroup
New York
$7K
TRCT
14
Tower Research Capital (TRC)
New York
$2K +$1.95K +97 New
Goldman Sachs
15
Goldman Sachs
New York
-$1.93M -86,921 Closed
LPL Financial
16
LPL Financial
California
-$1.1M -49,294 Closed
RJA
17
Raymond James & Associates
Florida
-$961K -43,204 Closed
ASN
18
Advisory Services Network
Georgia
-$621K -27,903 Closed
SWP
19
Stratos Wealth Partners
Ohio
-$240K -10,783 Closed
RIA
20
Regal Investment Advisors
Michigan
-$233K -10,458 Closed
GWM
21
Geneos Wealth Management
Colorado
-$73K -3,300 Closed