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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$30.2M -$4.21M -221,784 -11%
SAM
2
SignalPoint Asset Management
Missouri
$547K +$1.52K +80 +0.2%
Osaic Holdings
3
Osaic Holdings
Arizona
$504K +$423K +22,304 +260%
CA
4
Cetera Advisors
Colorado
$485K +$564K +29,704 New
LPL Financial
5
LPL Financial
California
$479K +$42.4K +2,235 +8%
RJA
6
Raymond James & Associates
Florida
$450K +$523K +27,543 New
HighTower Advisors
7
HighTower Advisors
Illinois
$337K -$157K -8,294 -29%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$329K +$135K +7,090 +54%
Jane Street
9
Jane Street
New York
$304K +$83.6K +4,406 +31%
TFA
10
Transamerica Financial Advisors
Florida
$299K +$344K +18,115 +9,012%
EH
11
Equitable Holdings
New York
$258K
Citadel Advisors
12
Citadel Advisors
Florida
$198K -$282K -14,846 -55%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$88K +$102K +5,389 New
GWM
14
Geneos Wealth Management
Colorado
$17K +$608 +32 +3%
UBS Group
15
UBS Group
Switzerland
$15K +$9.47K +499 +125%
CAL
16
Capital Analysts LLC
Pennsylvania
$11K +$380 +20 +3%
IA
17
IFP Advisors
Florida
$3K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$3K
ME
19
McIlrath & Eck
Washington
$2K
PFS
20
Prospera Financial Services
Texas
-$17K -800 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$2K -103 Closed
Morgan Stanley
22
Morgan Stanley
New York
-$930 -49 -62%