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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OMC
1
Old Mission Capital
Illinois
$710K +$332K +19,968 +95%
LPL Financial
2
LPL Financial
California
$664K +$9.57K +575 +2%
EH
3
Equitable Holdings
New York
$627K -$21.6K -1,300 -3%
FFA
4
Farther Finance Advisors
California
$531K +$500K +30,056 New
CCA
5
Cottonwood Capital Advisors
Utah
$503K -$26.3K -1,581 -5%
Jane Street
6
Jane Street
New York
$234K -$36.1K -2,170 -14%
SWP
7
Stratos Wealth Partners
Ohio
$229K +$250 +15 +0.1%
CAS
8
Coppell Advisory Solutions
Texas
$221K +$55.6K +3,337 +39%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$180K -$210K -12,637 -55%
UBS Group
10
UBS Group
Switzerland
$28.8K +$27.7K +1,664 New
RFG
11
REAP Financial Group
Texas
$23.8K -$41.3K -2,482 -64%
TAM
12
Tucker Asset Management
Colorado
$12.6K -$2.73K -164 -18%
CAL
13
Capital Analysts LLC
Pennsylvania
$11K +$10.4K +623 New
Wells Fargo
14
Wells Fargo
California
$3.46K +$3.33K +200 New
HI
15
Harbour Investments
Wisconsin
$3.33K +$3.2K +192 New
Morgan Stanley
16
Morgan Stanley
New York
$3.1K +$17 +1 +0.6%
PA
17
PSI Advisors
Florida
$2.46K
TFA
18
Transamerica Financial Advisors
Florida
$2K
ME
19
McIlrath & Eck
Washington
$1.92K
HC
20
Headland Capital
South Carolina
-$3.09M -203,520 Closed
FTUS
21
Flow Traders U.S.
New York
-$518K -34,083 Closed
Citadel Advisors
22
Citadel Advisors
Florida
-$343K -22,605 Closed
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
-$163K -10,704 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$4.51K -297 Closed
Osaic Holdings
25
Osaic Holdings
Arizona
-$334 -22 Closed