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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$73.8M -$15.8M -849,600 -18%
Morgan Stanley
2
Morgan Stanley
New York
$8.85M +$3.33M +178,590 +60%
NCM
3
Niemann Capital Management
Nevada
$3.64M -$1.93M -103,736 -35%
UCFA
4
United Capital Financial Advisors
Texas
$3.54M -$2.08M -111,761 -37%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.72M +$1.72M +92,131 New
SAM
6
Shamrock Asset Management
Texas
$1.35M +$1.36M +72,763 New
SAM
7
SignalPoint Asset Management
Missouri
$1.28M -$34.3K -1,840 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$969K -$145K -7,783 -13%
Jane Street
9
Jane Street
New York
$880K +$345K +18,522 +64%
Bank of America
10
Bank of America
North Carolina
$867K +$81K +4,347 +10%
MFS
11
MSI Financial Services
Massachusetts
$793K +$750K +40,267 +1,728%
WI
12
WBI Investments
New Jersey
$730K +$731K +39,242 New
Citadel Advisors
13
Citadel Advisors
Florida
$695K -$16.1K -865 -2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$524K -$6.93K -372 -1%
LPL Financial
15
LPL Financial
California
$358K +$351K +18,854 New
Ameriprise
16
Ameriprise
Minnesota
$306K +$306K +16,456 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$119K -$36K -1,933 -23%
UBS Group
18
UBS Group
Switzerland
$95K +$95.2K +5,110 New
AG
19
Advisor Group
Arizona
$40K +$40.1K +2,155 New
BFEC
20
Benjamin F. Edwards & Company
Missouri
$19K +$18.6K +1,000 New
AP
21
Atwood & Palmer
Missouri
$14K
GI
22
Gradient Investments
Minnesota
$6K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$5.9M -327,439 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$11K -600 Closed