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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FTUS
1
Flow Traders U.S.
New York
$1.79M +$587K +30,209 +43%
LPL Financial
2
LPL Financial
California
$1.59M +$225K +11,586 +15%
Jane Street
3
Jane Street
New York
$954K +$578K +29,779 +122%
SAM
4
SignalPoint Asset Management
Missouri
$604K +$311 +16 +0%
RJA
5
Raymond James & Associates
Florida
$422K -$196K -10,104 -30%
HAS
6
Horizon Advisory Services
New York
$390K +$13.4K +691 +3%
CCA
7
Cottonwood Capital Advisors
Utah
$335K +$20.6K +1,063 +6%
HighTower Advisors
8
HighTower Advisors
Illinois
$283K -$30.1K -1,550 -9%
Citadel Advisors
9
Citadel Advisors
Florida
$267K -$95.4K -4,910 -25%
TFA
10
Transamerica Financial Advisors
Florida
$259K
GS
11
GTS Securities
Florida
$246K +$271K +13,931 New
MML Investors Services
12
MML Investors Services
Massachusetts
$240K +$4.29K +221 +2%
SWP
13
Stratos Wealth Partners
Ohio
$233K +$9.17K +472 +4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$187K +$206K +10,605 New
SG
15
StoneX Group
New York
$186K
GLA
16
Good Life Advisors
Pennsylvania
$183K -$25.5K -1,314 -11%
Osaic Holdings
17
Osaic Holdings
Arizona
$152K +$9.34K +481 +6%
RFG
18
REAP Financial Group
Texas
$85.6K
BFEC
19
Benjamin F. Edwards & Company
Missouri
$36K -$2.14M -110,181 -98%
CAS
20
Coppell Advisory Solutions
Texas
$24.3K +$26.7K +1,376 New
PA
21
PSI Advisors
Florida
$4.23K +$4.66K +240 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$4K
IAIM
23
International Assets Investment Management
Florida
$3.17K +$3.5K +180 New
Morgan Stanley
24
Morgan Stanley
New York
$3.13K +$2.83K +146 +471%
ME
25
McIlrath & Eck
Washington
$1.96K