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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$48.8M -$26.9M -1,403,731 -34%
Jane Street
2
Jane Street
New York
$4.66M +$4.87M +254,282 New
BFEC
3
Benjamin F. Edwards & Company
Missouri
$2.26M -$196K -10,255 -8%
LPL Financial
4
LPL Financial
California
$1.45M +$945K +49,334 +166%
FTUS
5
Flow Traders U.S.
New York
$1.2M +$925K +48,282 +283%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$751K +$748K +39,073 New
RJA
7
Raymond James & Associates
Florida
$641K -$91.6K -4,782 -12%
SAM
8
SignalPoint Asset Management
Missouri
$640K -$3.54K -185 -0.5%
OMC
9
Old Mission Capital
Illinois
$626K -$559K -29,198 -46%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$355K +$371K +19,371 New
TFA
11
Transamerica Financial Advisors
Florida
$331K -$681K -35,577 -66%
CCA
12
Cottonwood Capital Advisors
Utah
$288K +$14.7K +770 +5%
FIA
13
Foundations Investment Advisors
Arizona
$250K +$262K +13,670 New
GLA
14
Good Life Advisors
Pennsylvania
$198K +$207K +10,809 New
Osaic Holdings
15
Osaic Holdings
Arizona
$167K -$1.63K -85 -0.9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$15K +$11.1K +577 +289%
CAS
17
Coppell Advisory Solutions
Texas
$14.7K -$4.04K -211 -19%
TRCT
18
Tower Research Capital (TRC)
New York
$9.19K +$9.62K +502 New
ME
19
McIlrath & Eck
Washington
$2.03K
Morgan Stanley
20
Morgan Stanley
New York
$549
SI
21
Saxon Interests
Texas
-$372K -19,567 Closed
GS
22
GTS Securities
Florida
-$278K -14,648 Closed