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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.8M -$765K -56,099 -31%
SAM
2
SignalPoint Asset Management
Missouri
$630K -$23.3K -1,709 -4%
Jane Street
3
Jane Street
New York
$510K -$508K -37,244 -51%
Bank of America
4
Bank of America
North Carolina
$510K -$213K -15,591 -31%
FTUS
5
Flow Traders U.S.
New York
$349K
FIM
6
Freedom Investment Management
Connecticut
$272K -$4.7K -345 -2%
UBS Group
7
UBS Group
Switzerland
$212K +$76.4K +5,603 +62%
Osaic Holdings
8
Osaic Holdings
Arizona
$192K +$37.4K +2,742 +26%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$178K -$1.96M -143,840 -92%
Citigroup
10
Citigroup
New York
$55K +$2.71K +199 +6%
SNT
11
Security National Trust
West Virginia
$40K
GWM
12
Geneos Wealth Management
Colorado
$14K +$95 +7 +0.7%
TFS
13
TrustCore Financial Services
Tennessee
$14K +$4.12K +302 +44%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$13K -$151K -11,082 -93%
KPW
15
Kore Private Wealth
New York
$9K -$2.04K -150 -19%
TFA
16
Transamerica Financial Advisors
Florida
$1K +$518 +38 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
-$939K -77,735 Closed
Citadel Advisors
18
Citadel Advisors
Florida
-$527K -43,664 Closed
RJA
19
Raymond James & Associates
Florida
-$125K -10,371 Closed
ASN
20
Advisory Services Network
Georgia
-$20K -1,668 Closed