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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$55.2M +$25.5M +1,513,086 +85%
BFEC
2
Benjamin F. Edwards & Company
Missouri
$2.49M +$2.37M +140,881 +1,887%
OMC
3
Old Mission Capital
Illinois
$2.26M +$257K +15,231 +13%
SI
4
Saxon Interests
Texas
$1.02M +$1M +59,462 New
SAM
5
SignalPoint Asset Management
Missouri
$551K -$7.01K -416 -1%
Citadel Advisors
6
Citadel Advisors
Florida
$506K -$1.31M -77,967 -72%
Jane Street
7
Jane Street
New York
$504K -$445K -26,424 -47%
RJA
8
Raymond James & Associates
Florida
$376K +$139K +8,266 +58%
Osaic Holdings
9
Osaic Holdings
Arizona
$367K -$89.9K -5,331 -20%
EH
10
Equitable Holdings
New York
$290K
LPL Financial
11
LPL Financial
California
$284K -$86.8K -5,150 -23%
KAS
12
Kestra Advisory Services
Texas
$263K +$264K +15,686 New
TFA
13
Transamerica Financial Advisors
Florida
$256K -$13.1K -780 -5%
CCA
14
Cottonwood Capital Advisors
Utah
$235K +$17.3K +1,024 +8%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$211K +$212K +12,566 New
UBS Group
16
UBS Group
Switzerland
$95.8K -$86.2K -5,112 -47%
Morgan Stanley
17
Morgan Stanley
New York
$14.9K +$14.4K +857 +2,857%
CAS
18
Coppell Advisory Solutions
Texas
$13.1K +$13.2K +783 New
CASC
19
Coppell Advisory Solutions Corp
Texas
$13.1K +$13.2K +783 New
CAL
20
Capital Analysts LLC
Pennsylvania
$12K +$135 +8 +1%
LAM
21
Lakewood Asset Management
Illinois
$5K +$5.23K +310 New
IA
22
IFP Advisors
Florida
$4K +$421 +25 +14%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$3K
ME
24
McIlrath & Eck
Washington
$1.86K
CA
25
Cetera Advisors
Colorado
-$465K -29,704 Closed