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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.18M -$6.06M -308,519 -63%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.88M +$3.07M +156,067 New
RJFSA
3
Raymond James Financial Services Advisors
Florida
$939K -$530K -26,947 -26%
Jane Street
4
Jane Street
New York
$876K +$934K +47,503 +190%
Bank of America
5
Bank of America
North Carolina
$613K -$335K -17,070 -25%
SAM
6
SignalPoint Asset Management
Missouri
$546K -$60.2K -3,061 -6%
Citadel Advisors
7
Citadel Advisors
Florida
$527K +$858K +43,664 New
FIM
8
Freedom Investment Management
Connecticut
$423K +$73.2K +3,726 +24%
FTUS
9
Flow Traders U.S.
New York
$289K +$471K +23,949 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$144K -$268K -13,638 -53%
Osaic Holdings
11
Osaic Holdings
Arizona
$128K +$206K +10,502 New
RJA
12
Raymond James & Associates
Florida
$125K -$411K -20,894 -67%
UBS Group
13
UBS Group
Switzerland
$109K -$123K -6,253 -41%
Citigroup
14
Citigroup
New York
$43K -$12.9K -657 -16%
SNT
15
Security National Trust
West Virginia
$33K
ASN
16
Advisory Services Network
Georgia
$20K
GWM
17
Geneos Wealth Management
Colorado
$12K +$39 +2 +0.2%
KPW
18
Kore Private Wealth
New York
$9K -$27.4K -1,393 -64%
TFS
19
TrustCore Financial Services
Tennessee
$8K +$20 +1 +0.1%
First Trust Advisors
20
First Trust Advisors
Illinois
-$99.5M -4,399,406 Closed
BFEC
21
Benjamin F. Edwards & Company
Missouri
-$2.6M -114,907 Closed
HighTower Advisors
22
HighTower Advisors
Illinois
-$907K -40,109 Closed
PFA
23
Pinnacle Family Advisors
Missouri
-$349K -15,340 Closed
FFS
24
Founders Financial Securities
Maryland
-$297K -13,137 Closed
HI
25
Horizon Investments
North Carolina
-$297K -13,137 Closed