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First Trust Latin America AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.26M +$463K +24,767 +65%
EH
2
Equitable Holdings
New York
$711K -$9.35K -500 -1%
FFA
3
Farther Finance Advisors
California
$598K -$355 -19 -0.1%
CCA
4
Cottonwood Capital Advisors
Utah
$559K -$19K -1,017 -4%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$530K +$497K +26,593 New
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$523K +$491K +26,233 New
CAS
7
Coppell Advisory Solutions
Texas
$479K +$236K +12,600 +106%
SWP
8
Stratos Wealth Partners
Ohio
$201K -$58.3K -3,117 -24%
Raymond James Financial
9
Raymond James Financial
Florida
$34.8K +$32.7K +1,746 New
TAM
10
Tucker Asset Management
Colorado
$32K +$16.4K +877 +120%
UBS Group
11
UBS Group
Switzerland
$27.8K -$5.01K -268 -16%
RFG
12
REAP Financial Group
Texas
$27.7K +$355 +19 +1%
CAL
13
Capital Analysts LLC
Pennsylvania
$12K
HI
14
Harbour Investments
Wisconsin
$8.23K +$4.13K +221 +115%
Wells Fargo
15
Wells Fargo
California
$3.98K
Morgan Stanley
16
Morgan Stanley
New York
$3.56K
ME
17
McIlrath & Eck
Washington
$2.21K
TFA
18
Transamerica Financial Advisors
Florida
$1.45K -$168 -9 -11%
OMC
19
Old Mission Capital
Illinois
-$710K -40,974 Closed
Jane Street
20
Jane Street
New York
-$234K -13,498 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$180K -10,402 Closed
PA
22
PSI Advisors
Florida
-$2.46K -142 Closed