FLG.PRU

Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU

Overview Fund Activity

34 hedge funds and large institutions have $149M invested in Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
10
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$20M
2
SIM
2
SSI Investment Management
California
$5.46M
3
AWM
3
Altium Wealth Management
New York
$884K
4
Victory Capital Management
4
Victory Capital Management
Texas
$24M
5
ACM
5
Advent Capital Management
New York
$17M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$3.67M
2
FPC
2
Falcon Point Capital
California
$494K
3
AIP
3
Ameritas Investment Partners
Nebraska
$807K
4
GF
4
Gabelli Funds
New York
$3.19M
5
CCM
5
Cutler Capital Management
Massachusetts
$8.74M
Name Holding Trade Value Shares
Change 		Shares
Change %
TA
26
Teton Advisors
New York
$299K +$299K +6,000 New
Neuberger Berman Group
27
Neuberger Berman Group
New York
$290K -$88.5K -1,800 -23%
BlackRock
28
BlackRock
New York
$181K – – –
MA
29
MUFG Americas
New York
$130K +$28.9K +585 +29%
CTC
30
Central Trust Company
Missouri
$118K – – –
ICM
31
IMS Capital Management
Oregon
$103K +$103K +2,100 New
UBS Group
32
UBS Group
Switzerland
$77K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$25K – – –
Ameriprise
34
Ameriprise
Minnesota
$21K +$21K +417 New
LIA
35
LS Investment Advisors
Michigan
$8K – – –
AAP
36
Arax Advisory Partners
Colorado
$2K +$2K +50 New
CPA
37
Clear Perspective Advisors
Illinois
– -$33K -665 Closed
1
2