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First Trust Smith Opportunistic Fixed Income ETF

132 hedge funds and large institutions have $843M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 73 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

483% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 6

421% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 14

41% more capital invested

Capital invested by funds: $599M → $843M (+$245M)

33% more funds holding in top 10

Funds holding in top 10: 68 (+2)

25% more funds holding

Funds holding: 106132 (+26)

2.33% more ownership

Funds ownership: 66.08%68.41% (+2.3%)

Holders
132
Holders Change
+26
Holders Change %
+24.53%
% of All Funds
2.6%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.16%
New
35
Increased
73
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCA
101
Genesee Capital Advisors
New York
$376K +$2.62K +50 +0.7%
MA
102
Mutual Advisors
Nebraska
$375K +$85.9K +1,640 +29%
DADC
103
D.A. Davidson & Co
Montana
$366K +$48.5K +925 +15%
Bank of New York Mellon
104
Bank of New York Mellon
New York
$364K +$368K +7,019 New
FFS
105
Founders Financial Securities
Maryland
$338K +$3.56K +68 +1%
PPW
106
Pasadena Private Wealth
California
$316K +$320K +6,105 New
HAS
107
HBW Advisory Services
California
$313K +$316K +6,029 New
SWP
108
Stratos Wealth Partners
Ohio
$289K +$61.3K +1,171 +27%
BFA
109
Brendel Financial Advisors
New Hampshire
$253K -$36.2K -691 -12%
GIA
110
Gladstone Institutional Advisory
Florida
$251K
JIP
111
Jaffetilchin Investment Partners
Florida
$235K +$20K +382 +9%
RJT
112
Raymond James Trust
Florida
$218K +$20K +381 +10%
M&T Bank
113
M&T Bank
New York
$203K +$205K +3,916 New
GRP
114
Global Retirement Partners
California
$83K -$157 -3 -0.2%
NFG
115
Next Financial Group
Texas
$81K +$15.7K +300 +24%
LAS
116
Lloyd Advisory Services
Georgia
$62K +$63K +1,202 New
PB
117
Pinnacle Bancorp
Nebraska
$49K
WAP
118
Wealthcare Advisory Partners
Pennsylvania
$45K +$786 +15 +2%
TFS
119
TrustCore Financial Services
Tennessee
$42K +$314 +6 +0.8%
EP
120
Eudaimonia Partners
Tennessee
$39K +$39.4K +752 New
SFS
121
Sowell Financial Services
Arkansas
$24K +$157 +3 +0.7%
EWM
122
EPG Wealth Management
Georgia
$21K +$21.4K +408 New
SFPG
123
Stonebridge Financial Planning Group
Florida
$16K +$15.7K +300 New
FHA
124
Flagship Harbor Advisors
Massachusetts
$4K -$995 -19 -21%
CIAS
125
Capital Investment Advisory Services
North Carolina
$4K

FIXD Hedge Fund Activity: Q4 2019 in Review

132 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2019, worth a combined $843M — up 41% from $599M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FIXD positions and 6 closed out — a net gain of 29 holders — while 73 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $27.9M. The largest seller was Bank of America, cutting an estimated $5.21M.

  • 132 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2019, up from 106 in Q3 2019.
  • Funds reported $843M of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2019, up 41% quarter-over-quarter.
  • 35 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2019 and 6 closed out, a net change of +29 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2019 was Morgan Stanley, an estimated $27.9M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2019 was Bank of America, an estimated $5.21M sold.

Based on aggregated 13F filings for Q4 2019.