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First Trust Smith Opportunistic Fixed Income ETF

260 hedge funds and large institutions have $3.21B invested in First Trust Smith Opportunistic Fixed Income ETF in 2020 Q4 according to their latest regulatory filings, with 71 funds opening new positions, 135 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

373% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 15

229% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 41

44% more funds holding in top 10

Funds holding in top 10: 2536 (+11)

26% more funds holding

Funds holding: 207260 (+53)

21% more capital invested

Capital invested by funds: $2.65B → $3.21B (+$565M)

0.02% more ownership

Funds ownership: 68.48%68.5% (+0.02%)

Holders
260
Holders Change
+53
Holders Change %
+25.6%
% of All Funds
4.6%
Holding in Top 10
36
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+44%
% of All Funds
0.64%
New
71
Increased
135
Reduced
41
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IAIM
76
International Assets Investment Management
Florida
$6.85M +$7.48M +135,754 New
CF
77
Centaurus Financial
California
$6.83M +$6.41M +116,368 +1,380%
AAM
78
Ascension Asset Management
New York
$6.81M +$6.86M +124,460 New
ACA
79
Ascension Capital Advisors
Texas
$6.81M +$6.86M +124,460 New
KPWS
80
Kestra Private Wealth Services
Texas
$6.67M -$2.46M -44,693 -27%
AWA
81
Arkadios Wealth Advisors
Georgia
$6.66M +$6.7M +121,657 New
FFS
82
Founders Financial Securities
Maryland
$6.17M -$1.87M -34,003 -23%
RA
83
RiverTree Advisors
Florida
$6M +$6.04M +109,700 New
RIA
84
Regal Investment Advisors
Michigan
$5.97M +$6.01M +109,092 New
TWP
85
Tower Wealth Partners
Pennsylvania
$5.9M +$5.94M +107,788 New
GBBWRPM
86
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$5.83M +$450K +8,168 +8%
US Bancorp
87
US Bancorp
Minnesota
$5.7M +$2.18M +39,592 +61%
DWP
88
Destiny Wealth Partners
Florida
$5.45M +$5.49M +99,632 New
LFAS
89
Level Four Advisory Services
Texas
$5.33M -$1.27M -23,013 -19%
BCM
90
Brookstone Capital Management
Illinois
$5.3M +$5.33M +96,765 New
CAAS
91
Capital Asset Advisory Services
Michigan
$5.03M -$610K -11,077 -11%
AFP
92
Ausdal Financial Partners
Iowa
$5.02M +$1.96M +35,612 +63%
LA
93
LexAurum Advisors
Kansas
$4.85M +$3.56M +64,527 +268%
FI
94
FormulaFolio Investments
Michigan
$4.7M +$4.73M +85,846 New
BWM
95
BCGM Wealth Management
Indiana
$4.52M +$4.59M +83,392 New
OMC
96
Old Mission Capital
Illinois
$4.51M -$3.12M -56,633 -41%
CRCM
97
Corbett Road Capital Management
Virginia
$4.38M +$4.41M +80,068 New
BFEC
98
Benjamin F. Edwards & Company
Missouri
$4.31M +$1.45M +26,408 +50%
TI
99
Tidal Investments
Wisconsin
$4.27M +$37.6K +683 +0.9%
GWM
100
Geneos Wealth Management
Colorado
$4.21M +$5.27M +95,677 +335%

FIXD Hedge Fund Activity: Q4 2020 in Review

260 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2020, worth a combined $3.21B — up 21% from $2.65B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new FIXD positions and 15 closed out — a net gain of 56 holders — while 135 added to existing stakes and 41 trimmed.

The largest buyer was LPL Financial, adding an estimated $57.3M. The largest seller was Horizon Investments, exiting entirely with an estimated $62.2M sold.

  • 260 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2020, up from 207 in Q3 2020.
  • Funds reported $3.21B of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2020, up 21% quarter-over-quarter.
  • 71 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2020 and 15 closed out, a net change of +56 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2020 was LPL Financial, an estimated $57.3M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2020 was Horizon Investments, an estimated $62.2M sold.

Based on aggregated 13F filings for Q4 2020.