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First Trust Smith Opportunistic Fixed Income ETF

75 hedge funds and large institutions have $347M invested in First Trust Smith Opportunistic Fixed Income ETF in 2019 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

42% more capital invested

Capital invested by funds: $243M → $347M (+$103M)

15% more funds holding

Funds holding: 6575 (+10)

1.49% more ownership

Funds ownership: 65.92%67.41% (+1.5%)

Holders
75
Holders Change
+10
Holders Change %
+15.38%
% of All Funds
1.62%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.11%
New
18
Increased
28
Reduced
17
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
76
HL Financial Services
Kentucky
-$1.03M -20,914 Closed
PFS
77
Prospera Financial Services
Texas
-$502K -10,122 Closed
AW
78
ACG Wealth
Georgia
-$213K -4,310 Closed
AIC
79
Ameritas Investment Company
Nebraska
-$42K -846 Closed
MOS
80
MGO One Seven
Ohio
-$19K -402 Closed
AF
81
Allworth Financial
California
-$2K -44 Closed

FIXD Hedge Fund Activity: Q1 2019 in Review

75 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q1 2019, worth a combined $347M — up 42% from $243M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FIXD positions and 8 closed out — a net gain of 10 holders — while 28 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $19.5M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $9.62M.

  • 75 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q1 2019, up from 65 in Q4 2018.
  • Funds reported $347M of First Trust Smith Opportunistic Fixed Income ETF stock for Q1 2019, up 42% quarter-over-quarter.
  • 18 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q1 2019 and 8 closed out, a net change of +10 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q1 2019 was Citadel Advisors, an estimated $19.5M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q1 2019 was Carson Wealth (CWM LLC), an estimated $9.62M sold.

Based on aggregated 13F filings for Q1 2019.