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First Trust Smith Opportunistic Fixed Income ETF

345 hedge funds and large institutions have $4.57B invested in First Trust Smith Opportunistic Fixed Income ETF in 2023 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 137 increasing their positions, 142 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 23

21% more capital invested

Capital invested by funds: $3.77B → $4.57B (+$800M)

8.71% more ownership

Funds ownership: 85.37%94.08% (+8.7%)

8% more funds holding

Funds holding: 319345 (+26)

5% more funds holding in top 10

Funds holding in top 10: 4244 (+2)

4% less repeat investments, than reductions

Existing positions increased: 137 | Existing positions reduced: 142

Holders
345
Holders Change
+26
Holders Change %
+8.15%
% of All Funds
5.03%
Holding in Top 10
44
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+4.76%
% of All Funds
0.64%
New
53
Increased
137
Reduced
142
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LRWA
26
Long Run Wealth Advisors
New York
$31M +$545K +12,792 +2%
SWM
27
Spire Wealth Management
Virginia
$29.8M -$1.27M -29,795 -4%
HI
28
Horizon Investments
North Carolina
$23.3M -$24.1M -565,889 -52%
AAS
29
Avantax Advisory Services
Texas
$23.1M +$6.57M +154,183 +42%
CWP
30
Cyndeo Wealth Partners
Florida
$22.8M -$1.19M -27,834 -5%
ACM
31
Advance Capital Management
Michigan
$22.3M -$2.2M -51,656 -9%
CAN
32
Cetera Advisor Networks
California
$21.9M -$1.27M -29,710 -6%
CAS
33
Coppell Advisory Solutions
Texas
$20.4M -$11M -259,233 -36%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$20.1M -$36.8K -864 -0.2%
AWM
35
Axxcess Wealth Management
California
$19.6M +$505K +11,847 +3%
PFS
36
Prospera Financial Services
Texas
$19.5M +$3.01M +70,578 +19%
RCAG
37
Rehmann Capital Advisory Group
Michigan
$19.3M +$2.77M +65,123 +18%
DA
38
Drake & Associates
Wisconsin
$19M +$395K +9,267 +2%
SCM
39
Seascape Capital Management
New Hampshire
$18.8M -$338K -7,935 -2%
SFP
40
Sweet Financial Partners
Minnesota
$18.8M -$2.96M -69,449 -14%
Goldman Sachs
41
Goldman Sachs
New York
$18.6M +$17.8M +418,000 New
KPWS
42
Kestra Private Wealth Services
Texas
$18.1M -$75.8K -1,780 -0.4%
FA
43
FDx Advisors
Illinois
$18M -$2.78M -65,230 -14%
HFS
44
Howard Financial Services
Texas
$17.6M +$2.3M +53,973 +16%
OCFG
45
O'Connor Financial Group
Illinois
$16.5M +$462K +10,857 +3%
M1FG
46
Mach-1 Financial Group
Arkansas
$16.3M +$6.06M +142,188 +63%
AFA
47
Alpha Financial Advisors
North Carolina
$16.2M -$10.1K -237 -0.1%
CAAS
48
Capital Asset Advisory Services
Michigan
$16.2M +$346K +8,121 +2%
AI
49
Atria Investments
North Carolina
$15.9M +$4.12M +96,763 +37%
CFS
50
Commonwealth Financial Services
West Virginia
$15.7M +$5.21M +122,449 +53%

FIXD Hedge Fund Activity: Q4 2023 in Review

345 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q4 2023, worth a combined $4.57B — up 21% from $3.77B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new FIXD positions and 23 closed out — a net gain of 30 holders — while 137 added to existing stakes and 142 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $389M. The largest seller was Bogart Wealth LLC, cutting an estimated $40.4M.

  • 345 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q4 2023, up from 319 in Q3 2023.
  • Funds reported $4.57B of First Trust Smith Opportunistic Fixed Income ETF stock for Q4 2023, up 21% quarter-over-quarter.
  • 53 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q4 2023 and 23 closed out, a net change of +30 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q4 2023 was Morgan Stanley, an estimated $389M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q4 2023 was Bogart Wealth LLC, an estimated $40.4M sold.

Based on aggregated 13F filings for Q4 2023.