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First Trust Smith Opportunistic Fixed Income ETF

169 hedge funds and large institutions have $1.89B invested in First Trust Smith Opportunistic Fixed Income ETF in 2020 Q2 according to their latest regulatory filings, with 43 funds opening new positions, 97 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

411% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 19

258% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 12

79% more capital invested

Capital invested by funds: $1.06B → $1.89B (+$834M)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

22% more funds holding

Funds holding: 138169 (+31)

4.18% more ownership

Funds ownership: 65.44%69.62% (+4.2%)

Holders
169
Holders Change
+31
Holders Change %
+22.46%
% of All Funds
3.47%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.39%
New
43
Increased
97
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BWL
26
Bogart Wealth LLC
Virginia
$16.8M -$5.61M -103,699 -25%
SCM
27
Seascape Capital Management
New Hampshire
$16.7M +$2.43M +44,924 +17%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$15.3M +$5.65M +104,550 +60%
Qube Research & Technologies (QRT)
29
Qube Research & Technologies (QRT)
United Kingdom
$14.7M +$14.5M +268,304 New
Stifel Financial
30
Stifel Financial
Missouri
$14.3M +$8.08M +149,439 +133%
DWM
31
Darwin Wealth Management
Florida
$14M +$13.8M +254,656 New
Truist Financial
32
Truist Financial
North Carolina
$13.8M +$3.57M +66,032 +36%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$13M
SPIA
34
Steward Partners Investment Advisory
New York
$12.4M +$2.05M +37,970 +20%
FHC
35
First Heartland Consultants
Missouri
$12.2M +$10.1M +186,944 +530%
QA
36
Quantitative Advantage
Minnesota
$11.9M +$3.61M +66,862 +45%
APA
37
American Portfolios Advisors
New York
$11.6M +$11M +203,622 +2,764%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$11.3M +$2.23M +41,266 +25%
UWM
39
USAdvisors Wealth Management
Minnesota
$11.1M +$3.42M +63,259 +45%
BCP
40
Blackhawk Capital Partners
Wisconsin
$10.5M +$2.43M +44,969 +29%
WCFA
41
Walkner Condon Financial Advisors
Wisconsin
$10M +$5.45M +100,883 +123%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$9.96M +$2.67M +49,338 +37%
FAIM
43
Financial Advocates Investment Management
Washington
$9.62M +$2.03M +37,608 +27%
OCPWS
44
One Charles Private Wealth Services
Massachusetts
$9.57M +$9.44M +174,631 New
CG
45
CFO4Life Group
Texas
$9.26M +$8.54M +157,883 +1,411%
FAAS
46
First Allied Advisory Services
California
$9.25M +$3.84M +71,084 +73%
PWPCM
47
Perella Weinberg Partners Capital Management
New York
$8.79M
AAS
48
Avantax Advisory Services
Texas
$8.65M +$465K +8,607 +6%
RCAG
49
Rehmann Capital Advisory Group
Michigan
$8.15M +$8.04M +148,686 New
Jane Street
50
Jane Street
New York
$6.69M +$6.38M +118,051 +2,945%

FIXD Hedge Fund Activity: Q2 2020 in Review

169 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q2 2020, worth a combined $1.89B — up 79% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new FIXD positions and 12 closed out — a net gain of 31 holders — while 97 added to existing stakes and 19 trimmed.

The largest buyer was LPL Financial, adding an estimated $100M. The largest seller was Allworth Financial, cutting an estimated $54.9M.

  • 169 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q2 2020, up from 138 in Q1 2020.
  • Funds reported $1.89B of First Trust Smith Opportunistic Fixed Income ETF stock for Q2 2020, up 79% quarter-over-quarter.
  • 43 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q2 2020 and 12 closed out, a net change of +31 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q2 2020 was LPL Financial, an estimated $100M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q2 2020 was Allworth Financial, an estimated $54.9M sold.

Based on aggregated 13F filings for Q2 2020.