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First Trust Smith Opportunistic Fixed Income ETF
FIXD

319 hedge funds and large institutions have $3.77B invested in First Trust Smith Opportunistic Fixed Income ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 151 increasing their positions, 121 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 151 | Existing positions reduced: 121

1% more capital invested

Capital invested by funds: $3.72B → $3.77B (+$46.2M)

0% more funds holding in top 10

Funds holding in top 10: 42 → 42 (0)

1.62% less ownership

Funds ownership: 86.99% → 85.37% (-1.6%)

4% less funds holding

Funds holding: 331 → 319 (-12)

20% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 30

Holders
319
Holders Change
-12
Holders Change %
-3.63%
% of All Funds
5.06%
Holding in Top 10
42
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.67%
New
24
Increased
151
Reduced
121
Closed
30
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$60.4M
2
UBS Group
UBS Group
Switzerland
+$50.2M
3
Wells Fargo
Wells Fargo
California
+$41.3M
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$41.1M
5
Morgan Stanley
Morgan Stanley
New York
+$29.6M

Top Sellers

1
HFS
Hantz Financial Services
Michigan
-$50.4M
2
SI
Stephens Inc
Arkansas
-$48.9M
3
Bank of America
Bank of America
North Carolina
-$25.7M
4
HI
Horizon Investments
North Carolina
-$8.83M
5
SMF
Sterling Manor Financial
New York
-$7.55M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCA
326
Prosperity Capital Advisors
Ohio
– -$1.01M -22,849 Closed
VAS
327
Vestmark Advisory Solutions
Massachusetts
– -$787K -17,823 Closed
EC
328
EdgeRock Capital
Colorado
– -$400K -9,064 Closed
Rockefeller Capital Management
329
Rockefeller Capital Management
New York
– -$377K -8,526 Closed
CW
330
CreativeOne Wealth
Kansas
– -$372K -8,416 Closed
DI
331
DDFG Inc
California
– -$301K -6,810 Closed
MWM
332
Maripau Wealth Management
Indiana
– -$294K -6,647 Closed
MW
333
MBL Wealth
North Carolina
– -$269K -6,090 Closed
Qube Research & Technologies (QRT)
334
Qube Research & Technologies (QRT)
United Kingdom
– -$266K -6,024 Closed
PGWM
335
Parisi Gray Wealth Management
New Jersey
– -$263K -5,833 Closed
CCWM
336
Cassaday & Co Wealth Management
Virginia
– -$225K -5,104 Closed
GCM
337
Gallacher Capital Management
Colorado
– -$217K -4,923 Closed
TI
338
Trexquant Investment
Connecticut
– -$210K -4,759 Closed
GT
339
Greenleaf Trust
Michigan
– -$204K -4,624 Closed
FFN
340
Focus Financial Network
Minnesota
– -$203K -4,606 Closed
FM
341
Family Management
New York
– -$201K -4,556 Closed
LSA
342
Lion Street Advisors
Texas
– -$229K -4,285 Closed
HS
343
Horan Securities
United States
– -$165K -3,725 Closed
ODG
344
O'Dell Group
Ohio
– -$127K -2,884 Closed
PIAS
345
PCA Investment Advisory Services
Ohio
– -$127K -2,865 Closed
CWA
346
Clearview Wealth Advisors
Oregon
– -$17.5K -396 Closed
VF
347
VitalStone Financial
Texas
– -$5K -100 Closed
FMII
348
Farmers & Merchants Investments Inc
Nebraska
– -$2.25K -51 Closed
10 11 12 13
14

FIXD Hedge Fund Activity: Q3 2023 in Review

319 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Opportunistic Fixed Income ETF (FIXD) for Q3 2023, worth a combined $3.77B — up 1.2% from $3.72B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of FIXD and 24 opened new positions — a net loss of 6 holders — while 121 trimmed existing stakes and 151 added.

The largest buyer was LPL Financial, adding an estimated $60.4M. The largest seller was Hantz Financial Services, cutting an estimated $50.4M.

  • 319 institutional investors held First Trust Smith Opportunistic Fixed Income ETF (FIXD) as of Q3 2023, down from 331 in Q2 2023.
  • Funds reported $3.77B of First Trust Smith Opportunistic Fixed Income ETF stock for Q3 2023, up 1.2% quarter-over-quarter.
  • 24 funds opened new First Trust Smith Opportunistic Fixed Income ETF positions in Q3 2023 and 30 closed out, a net change of -6 holders.
  • The largest First Trust Smith Opportunistic Fixed Income ETF buyer in Q3 2023 was LPL Financial, an estimated $60.4M added.
  • The largest First Trust Smith Opportunistic Fixed Income ETF seller in Q3 2023 was Hantz Financial Services, an estimated $50.4M sold.

Based on aggregated 13F filings for Q3 2023.