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Global X FinTech ETF
FINX

63 hedge funds and large institutions have $121M invested in Global X FinTech ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 10

2% more capital invested

Capital invested by funds: $119M → $121M (+$2.28M)

0.8% more ownership

Funds ownership: 29.04% → 29.84% (+0.8%)

0% more funds holding

Funds holding: 63 → 63 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
31
Reduced
10
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.33M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.19M
3
AC
Avestar Capital
New York
+$1.41M
4
Morgan Stanley
Morgan Stanley
New York
+$1.24M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$4.17M
2
PCM
Penserra Capital Management
California
-$1.57M
3
UBS Group
UBS Group
Switzerland
-$1.32M
4
BCM
Barometer Capital Management
Ontario, Canada
-$997K
5
FF
Friedenthal Financial
New Jersey
-$372K
Name Holding Trade Value Shares
Change 		Change in
Stake
1832 Asset Management
26
1832 Asset Management
Ontario, Canada
$440K -$138K -4,693 -23%
SPC
27
Sigma Planning Corp
Michigan
$386K +$395K +13,415 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$376K -$56K -1,901 -13%
OC
29
Oppenheimer & Co
New York
$372K +$4.51K +153 +1%
DAS
30
Dynamic Advisor Solutions
Arizona
$370K +$6.98K +237 +2%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$346K -$28.9K -981 -8%
LNC
32
Lincoln National Corp
Pennsylvania
$316K -$10.5K -356 -3%
WIA
33
Wealthstreet Investment Advisors
Texas
$316K +$50.1K +1,700 +18%
NA
34
NewEdge Advisors
Louisiana
$307K +$1.68K +57 +0.5%
NFG
35
Next Financial Group
Texas
$301K +$84K +2,852 +37%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$292K +$300K +10,179 New
ED
37
Exane Derivatives
France
$273K – – –
Jane Street
38
Jane Street
New York
$268K +$274K +9,301 New
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$266K +$44.5K +1,511 +20%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$256K – – –
RFN
41
RDA Financial Network
Iowa
$225K +$14.7K +500 +7%
BHB
42
Bank Hapoalim BM
Israel
$218K -$11.3K -383 -5%
WP
43
WealthSource Partners
California
$214K – – –
AG
44
Advisor Group
Arizona
$192K +$7.07K +240 +4%
BWA
45
BDO Wealth Advisors
Florida
$175K – – –
RIA
46
Realta Investment Advisors
Delaware
$139K +$79.5K +2,700 +129%
FAAS
47
First Allied Advisory Services
California
$103K +$108K +3,656 New
William Blair & Company
48
William Blair & Company
Illinois
$100K – – –
Citigroup
49
Citigroup
New York
$56K +$7.16K +243 +14%
IFAM
50
Institutional & Family Asset Management
Colorado
$40K – – –
1
2
3

FINX Hedge Fund Activity: Q3 2019 in Review

63 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2019, worth a combined $121M — up 1.9% from $119M a quarter earlier.

Fund positioning in FINX was balanced in Q3 2019: 11 funds opened new positions, 11 closed out, 31 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.33M. The largest seller was LPL Financial, cutting an estimated $4.17M.

  • 63 institutional investors held Global X FinTech ETF (FINX) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $121M of Global X FinTech ETF stock for Q3 2019, up 1.9% quarter-over-quarter.
  • 11 funds opened new Global X FinTech ETF positions in Q3 2019 and 11 closed out, a net change of 0 holders.
  • The largest Global X FinTech ETF buyer in Q3 2019 was Susquehanna International Group, an estimated $2.33M added.
  • The largest Global X FinTech ETF seller in Q3 2019 was LPL Financial, an estimated $4.17M sold.

Based on aggregated 13F filings for Q3 2019.