Advisor Group’s Global X FinTech ETF FINX Stock Holding History

Advisor Group’s Portfolio FINX Stock Details FINX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$97K	Sell	3,200 -3,449	-52%	-$101K	﹤0.01%	2963
2019 Q3	$192K	Buy	6,649 +240	+4%	+$7.07K	﹤0.01%	2354
2019 Q2	$189K	Sell	6,409 -5,250	-45%	-$150K	﹤0.01%	2350
2019 Q1	$323K	Buy	11,659 +707	+6%	+$18.2K	﹤0.01%	1912
2018 Q4	$242K	Buy	10,952 +6,765	+162%	+$166K	﹤0.01%	1951
2018 Q3	$121K	Buy	4,187 +1,450	+53%	+$40.3K	﹤0.01%	2610
2018 Q2	$71K	Buy	2,737 +1,580	+137%	+$39.5K	﹤0.01%	2801
2018 Q1	$27K	Buy	+1,157	New	+$27.1K	﹤0.01%	3499

Other funds holding FINX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWFA

Baltimore-Washington Financial Advisors Columbia, Maryland $2.32B AUM 16.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

BCM

Beck Capital Management Austin, Texas $437M AUM 59.35% 1-Year Est. Return

Advisor Group's FINX Position: Q4 2019 in Review

Advisor Group reduced its Global X FinTech ETF (FINX) stake by 52% in Q4 2019, selling an estimated $101K and leaving 3,200 shares worth $97K. The position accounts for ﹤0.01% of the portfolio, ranked #2963.

Advisor Group first reported a position in FINX in Q1 2018 and has held it in 8 quarters since. The position peaked at $323K in Q1 2019. 70 funds tracked by Wall St. Rank hold FINX as of Q4 2019.

Advisor Group held 3,200 shares of Global X FinTech ETF worth $97K as of Q4 2019.
Advisor Group sold 3,449 Global X FinTech ETF shares in Q4 2019, an estimated $101K.
Global X FinTech ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2963 holding.
Advisor Group first reported a position in Global X FinTech ETF in Q1 2018 and has held it in 8 quarters since.
Advisor Group's Global X FinTech ETF position peaked at $323K in Q1 2019.
70 funds tracked by Wall St. Rank held Global X FinTech ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.