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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WEC
51
Winslow Evans & Crocker
Massachusetts
$82.6K
MFS
52
MSI Financial Services
Massachusetts
$69K +$6.14K +328 +10%
AAM
53
Advisors Asset Management
Colorado
$57K +$27.4K +1,463 +92%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$48K +$24.7K +1,319 +110%
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$40K +$3.03K +162 +8%
LWM
56
Lenox Wealth Management
Ohio
$37K
NSIM
57
North Star Investment Management
Illinois
$35K -$1.93K -103 -5%
CAPTRUST Financial Advisors
58
CAPTRUST Financial Advisors
North Carolina
$33K
IWMPD
59
Integrated Wealth Management (Palm Desert)
California
$26K +$26.2K +1,400 New
ASN
60
Advisory Services Network
Georgia
$25K +$25.1K +1,344 New
DADC
61
D.A. Davidson & Co
Montana
$24K
Citigroup
62
Citigroup
New York
$23K
FAM
63
Formidable Asset Management
Ohio
$20K
HF
64
Hoxton Financial
West Virginia
$19K
SIG
65
Stanford Investment Group
California
$19K
NFG
66
Next Financial Group
Texas
$16K
CFA
67
Carroll Financial Associates
North Carolina
$15K
JWA
68
JFS Wealth Advisors
Pennsylvania
$15K +$15K +800 New
DBT
69
Dubuque Bank & Trust
Iowa
$10K
TFA
70
Transamerica Financial Advisors
Florida
$10K
OSNBOA
71
Old Second National Bank of Aurora
Illinois
$9K
AWM
72
Avior Wealth Management
Nebraska
$8K
JIC
73
Joel Isaacson & Co
New York
$8K
HR
74
Howe & Rusling
New York
$6K
WTB
75
Washington Trust Bank
Washington
$5K