Integrated Wealth Management (Palm Desert)’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,400	Closed	-$28K	–	1233
2015 Q4	$28K	Hold	1,400	–	–	0.01%	505
2015 Q3	$26K	Buy	+1,400	New	+$26.2K	0.01%	505

Other funds holding FFC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s FFC Position: Q1 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2016, closing a stake of 1,400 shares — an estimated $28K sold.

Integrated Wealth Management (Palm Desert) first reported a position in FFC in Q3 2015 and held it in 2 quarters. The position peaked at $28K in Q4 2015. 73 funds tracked by Wall St. Rank hold FFC as of Q1 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 1,400 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2016, an estimated $28K.
Integrated Wealth Management (Palm Desert) first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q3 2015 and held it in 2 quarters.
Integrated Wealth Management (Palm Desert)'s Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $28K in Q4 2015.
73 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q1 2016, filed 22 Apr 2016.