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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12.4M -$4.57M -218,987 -27%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.1M -$36.1K -1,726 -0.3%
CCM
3
Covington Capital Management
California
$8.29M +$433K +20,733 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.72M -$246K -11,768 -4%
Invesco
5
Invesco
Georgia
$5.16M +$456K +21,815 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.02M +$193K +9,243 +4%
Wells Fargo
7
Wells Fargo
California
$4.96M +$135K +6,470 +3%
NL
8
NWAM LLC
Washington
$3.52M
UBS Group
9
UBS Group
Switzerland
$3.26M +$177K +8,469 +6%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.86M +$194K +9,302 +7%
Ameriprise
11
Ameriprise
Minnesota
$2.82M -$94.6K -4,527 -3%
IH
12
IFC Holdings
Florida
$2M -$1.62M -77,731 -44%
LPL Financial
13
LPL Financial
California
$1.92M +$556K +26,610 +40%
ADBIC
14
A.D. Beadell Investment Counsel
Wisconsin
$1.82M -$62.7K -3,000 -3%
FFA
15
First Foundation Advisors
California
$1.79M +$112K +5,366 +7%
AG
16
Advisor Group
Arizona
$1.72M +$91.4K +4,374 +5%
LCM
17
Laurion Capital Management
New York
$1.56M +$1.59M +76,212 New
TFF
18
The Family Firm
Maryland
$1.48M +$194K +9,276 +15%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.47M +$26.4K +1,264 +2%
TIA
20
Tiemann Investment Advisors
California
$1.06M
AWM
21
Aevitas Wealth Management
Massachusetts
$1.03M +$1.05M +50,460 New
BAM
22
Bruderman Asset Management
New York
$990K +$11.7K +561 +1%
CAN
23
Cetera Advisor Networks
California
$959K -$5.75K -275 -0.6%
BTS
24
BB&T Securities
Virginia
$789K -$845K -40,461 -51%
LWS
25
Lucia Wealth Services
California
$758K +$774K +37,043 New