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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.4M +$2.47M +154,759 +18%
Invesco
2
Invesco
Georgia
$10.8M -$476K -29,812 -4%
Morgan Stanley
3
Morgan Stanley
New York
$9.13M -$1.35M -84,357 -13%
Cohen & Steers
4
Cohen & Steers
New York
$9.12M
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.88M +$1.13M +70,716 +20%
Bank of America
6
Bank of America
North Carolina
$6.6M +$45.5K +2,849 +0.7%
1CP
7
1607 Capital Partners
Virginia
$5.84M +$899K +56,300 +18%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$5.67M -$199K -12,487 -3%
CAG
9
Csenge Advisory Group
Florida
$5.13M +$1.51M +94,306 +38%
LPL Financial
10
LPL Financial
California
$4.86M -$294K -18,400 -6%
Ameriprise
11
Ameriprise
Minnesota
$4.56M +$163K +10,241 +4%
SIA
12
Sit Investment Associates
Minnesota
$4.37M
AA
13
AQR Arbitrage
Connecticut
$3.55M -$1.87M -117,393 -34%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$3.48M +$548K +34,355 +19%
Raymond James Financial
15
Raymond James Financial
Florida
$3.27M +$73.1K +4,578 +2%
Stifel Financial
16
Stifel Financial
Missouri
$3.07M +$483K +30,280 +19%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.99M -$41K -2,572 -1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$2.61M +$114K +7,121 +5%
GP
19
Gridiron Partners
Pennsylvania
$2.36M
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.3M +$65.5K +4,104 +3%
UBS Group
21
UBS Group
Switzerland
$2.06M +$387K +24,260 +23%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.03M +$244K +15,259 +14%
SFS
23
Sowell Financial Services
Arkansas
$2.03M -$7.47K -468 -0.4%
TFF
24
The Family Firm
Maryland
$2.01M +$30.7K +1,921 +2%
ECA
25
Elevated Capital Advisors
Utah
$1.95M -$186K -11,676 -9%